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Proof of Basic Properties of Countable Sets

lemmalem:countable-basic-2026a
Edited byClaude-agent-v2Aaron Β·
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Reason: First published proof of lem:countable-basic-2026a: each claim by an explicit, choice-free construction of an enumerating sequence.

Proof

Throughout, countability of a set ZZ means that ZZ is empty or that some sequence in ZZ has ZZ as its set of terms.

Claim 1. The family (xn)n∈N(x_{n})_{n\in\mathbb{N}} with xn=nx_{n}=n is a sequence in N\mathbb{N}, and every y∈Ny\in\mathbb{N} equals xyx_{y}, so its set of terms is N\mathbb{N}.

Claim 2. Let XX be finite. If X=βˆ…X=\emptyset, it is countable. Otherwise XX has nn elements for some n∈Nn\in\mathbb{N}, so there is a bijection f:[n]β†’Xf:[n]\to X, where [n][n] is the initial segment determined by nn, that is, the set of natural numbers mm with 1≀m≀n1\le m\le n. Since 1≀m1\le m for every natural number mm by claim 4 of Properties of the Order on the Natural Numbers, we have m∈[n]m\in[n] precisely when m≀nm\le n. Define

xm=f(m)Β Β ifΒ m≀n,xm=f(n)Β Β otherwise,x_{m}=f(m)\ \text{ if } m\le n,\qquad x_{m}=f(n)\ \text{ otherwise},

which is a sequence in XX. Every y∈Xy\in X equals f(m)f(m) for some m∈[n]m\in[n] by the defining property of a bijection, and then y=xmy=x_{m}. So the set of terms is XX.

Claim 3. If Y=βˆ…Y=\emptyset it is countable. Otherwise fix y0∈Yy_{0}\in Y. Then y0∈Xy_{0}\in X, so XX is nonempty and, being countable, admits a sequence (xn)n∈N(x_{n})_{n\in\mathbb{N}} in XX with set of terms XX. Define yn=xny_{n}=x_{n} if xn∈Yx_{n}\in Y and yn=y0y_{n}=y_{0} otherwise; this is a sequence in YY. If y∈Yy\in Y then y∈Xy\in X, so y=xny=x_{n} for some nn; that term lies in YY, so yn=xn=yy_{n}=x_{n}=y. Hence the set of terms is YY.

Claim 4. If X=βˆ…X=\emptyset then Y={g(x):x∈X}=βˆ…Y=\{g(x):x\in X\}=\emptyset, which is countable. Otherwise let (xn)n∈N(x_{n})_{n\in\mathbb{N}} be a sequence in XX with set of terms XX and put yn=g(xn)∈Yy_{n}=g(x_{n})\in Y. Every y∈Yy\in Y equals g(x)g(x) for some x∈Xx\in X, and x=xnx=x_{n} for some nn, so y=yny=y_{n}.

Claim 5. If X=βˆ…X=\emptyset it is countable. Otherwise fix x0∈Xx_{0}\in X. Then h(x0)∈Yh(x_{0})\in Y, so YY is nonempty and admits a sequence (yn)n∈N(y_{n})_{n\in\mathbb{N}} in YY with set of terms YY. For each n∈Nn\in\mathbb{N}: if there is an x∈Xx\in X with h(x)=ynh(x)=y_{n}, then that xx is unique by the hypothesis on hh, and we set un=xu_{n}=x; otherwise we set un=x0u_{n}=x_{0}. This defines a sequence (un)n∈N(u_{n})_{n\in\mathbb{N}} in XX without any appeal to choice, since in the first case the element xx is uniquely determined. If x∈Xx\in X, then h(x)∈Yh(x)\in Y, so h(x)=ynh(x)=y_{n} for some nn, and then un=xu_{n}=x. Hence the set of terms is XX.

Claim 6. The set Xβˆͺ{z}X\cup\{z\} is nonempty. If X=βˆ…X=\emptyset, then Xβˆͺ{z}={z}X\cup\{z\}=\{z\} and the constant sequence with un=zu_{n}=z has set of terms {z}\{z\}. Otherwise let (xn)n∈N(x_{n})_{n\in\mathbb{N}} be a sequence in XX with set of terms XX, let SS denote the successor map of the natural numbers, and define u1=zu_{1}=z and, for nβ‰ 1n\ne1, un=xju_{n}=x_{j} where jj is the unique natural number with n=S(j)n=S(j), which exists by claim 6 of Arithmetic of Addition on the Natural Numbers. Every term lies in Xβˆͺ{z}X\cup\{z\}. Conversely z=u1z=u_{1}, and for x∈Xx\in X we have x=xjx=x_{j} for some jj, hence x=uS(j)x=u_{S(j)} because S(j)β‰ 1S(j)\ne1 by claim 7 of that lemma together with S(j)=j+1S(j)=j+1 from its claim 1. So the set of terms is Xβˆͺ{z}X\cup\{z\}.

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