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Proof of Existence of a Smooth Plateau Function on Euclidean Space

lemmalem:smooth-plateau-euclidean-2026a
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Β· 9,308 chars Β· 26 deps Β· depth 20 Reason: Goal 3C Batch A: proof by mollification of a continuous plateau.

A continuous plateau function of the norm, equal to 1 up to radius r+delta and to 0 from radius s-delta on, is convolved with a mollifier kernel of radius delta; the convolution is smooth, and its values on the two regions and its bounds are read off from the convolution integral.

Proof

Each result cited is universally quantified over the data in its own statement. Continuity of a real-valued function on Rq\mathbb{R}^{q} is that of Differential Calculus and Convexity on Euclidean Open Sets: Standing Notation Β§extrema: continuity at every point relative to Rq\mathbb{R}^{q}, as a map from (Rq,dE)(\mathbb{R}^{q},d_{E}) into (R,dR)(\mathbb{R},d_{\mathbb{R}}) with dRd_{\mathbb{R}} the metric of The Absolute Value Metric on the Real Line; continuity of a function Rβ†’R\mathbb{R}\to\mathbb{R} means continuity at every point relative to R\mathbb{R} as a map from (R,dR)(\mathbb{R},d_{\mathbb{R}}) to itself. By The Euclidean Distance on the Real Line is the Absolute Value Metric, dRd_{\mathbb{R}} is the Euclidean distance on R=R1\mathbb{R}=\mathbb{R}^{1}, which is the metric on the target used in Convolution of a Continuous Function with a Compactly Supported Continuous Kernel. We write xβˆ’yx-y for x+(βˆ’y)x+(-y) in R\mathbb{R} and use freely the field axioms of Field; 22 denotes 1+11+1, which is positive by claim 8 of Elementary Order Arithmetic in an Ordered Field, so that 2βˆ’12^{-1} exists, and u2\tfrac{u}{2} denotes uβ‹…2βˆ’1u\cdot2^{-1}. For every real uu, distributivity gives u+u=uβ‹…2u+u=u\cdot2, hence u+u2=uβ‹…2β‹…2βˆ’1=u\tfrac{u+u}{2}=u\cdot2\cdot2^{-1}=u; and 22=1\tfrac{2}{2}=1. Non-strict compatibility of the order with addition is clause 1 of Ordered Field, and βˆ£βˆ’1∣=∣1∣=1|-1|=|1|=1 by Absolute Value in an Ordered Field and claim 2 of Properties of the Absolute Value in an Ordered Field. For points x,yx,y of Rq\mathbb{R}^{q}, xβˆ’y=x+(βˆ’y)x-y=x+(-y) with βˆ’y=(βˆ’1)y-y=(-1)y (claims 2 and 3 of Euclidean Space Rn\mathbb{R}^n is a Real Vector Space), so βˆ₯βˆ’yβˆ₯=βˆ£βˆ’1βˆ£β€‰βˆ₯yβˆ₯=βˆ₯yβˆ₯\lVert -y\rVert=|-1|\,\lVert y\rVert=\lVert y\rVert and βˆ₯yβˆ’xβˆ₯=βˆ₯(βˆ’1)(xβˆ’y)βˆ₯=βˆ₯xβˆ’yβˆ₯\lVert y-x\rVert=\lVert(-1)(x-y)\rVert=\lVert x-y\rVert by claim 5 of Elementary Properties of the Euclidean Norm on Rn\mathbb{R}^n, and dE(x,y)=βˆ₯xβˆ’yβˆ₯d_{E}(x,y)=\lVert x-y\rVert by claim 2 there.

Step 1: a continuous plateau. Since r<sr<s, claim 1 of Elementary Order Arithmetic in an Ordered Field gives 0<sβˆ’r0<s-r; by claim 8 there, Ξ·=sβˆ’r2\eta=\tfrac{s-r}{2} and Ξ΄=Ξ·2\delta=\tfrac{\eta}{2} are positive with Ξ·+Ξ·=sβˆ’r\eta+\eta=s-r and Ξ΄+Ξ΄=Ξ·\delta+\delta=\eta. Write 2Ξ΄2\delta for Ξ΄+Ξ΄\delta+\delta; then 2Ξ΄=Ξ·>02\delta=\eta>0, sβˆ’r=2Ξ΄+2Ξ΄s-r=2\delta+2\delta, and (2Ξ΄)βˆ’1>0(2\delta)^{-1}>0 by claim 7 there. Define a,b,m:Rβ†’Ra,b,m:\mathbb{R}\to\mathbb{R} and f:Rqβ†’Rf:\mathbb{R}^{q}\to\mathbb{R} by

a(t)=((sβˆ’Ξ΄)βˆ’t)(2Ξ΄)βˆ’1,b(t)=a(t)+∣a(t)∣2,m(t)=1+b(t)βˆ’βˆ£1βˆ’b(t)∣2,f(x)=m(βˆ₯xβˆ’x0βˆ₯).a(t)=\bigl((s-\delta)-t\bigr)(2\delta)^{-1},\qquad b(t)=\tfrac{a(t)+|a(t)|}{2},\qquad m(t)=\tfrac{1+b(t)-|1-b(t)|}{2},\qquad f(x)=m(\lVert x-x_{0}\rVert).

By Absolute Value in an Ordered Field, ∣a(t)∣=a(t)|a(t)|=a(t) if 0≀a(t)0\le a(t) and ∣a(t)∣=βˆ’a(t)|a(t)|=-a(t) otherwise; so b(t)=a(t)+a(t)2=a(t)b(t)=\tfrac{a(t)+a(t)}{2}=a(t) if 0≀a(t)0\le a(t), and b(t)=a(t)βˆ’a(t)2=02=0b(t)=\tfrac{a(t)-a(t)}{2}=\tfrac{0}{2}=0 if a(t)<0a(t)<0. In every case 0≀b(t)0\le b(t). Likewise, if b(t)≀1b(t)\le1 then 0≀1βˆ’b(t)0\le1-b(t) (clause 1 of Ordered Field), so ∣1βˆ’b(t)∣=1βˆ’b(t)|1-b(t)|=1-b(t) and m(t)=b(t)+b(t)2=b(t)m(t)=\tfrac{b(t)+b(t)}{2}=b(t); and if 1<b(t)1<b(t) then 1βˆ’b(t)<01-b(t)<0 (claim 1 of Elementary Order Arithmetic in an Ordered Field, adding βˆ’b(t)-b(t)), so ∣1βˆ’b(t)∣=βˆ’(1βˆ’b(t))=b(t)βˆ’1|1-b(t)|=-(1-b(t))=b(t)-1 (claim 6 of Additive Cancellation and Elementary Additive Identities in a Field) and m(t)=1+b(t)βˆ’(b(t)βˆ’1)2=22=1m(t)=\tfrac{1+b(t)-(b(t)-1)}{2}=\tfrac{2}{2}=1. Hence 0≀m(t)≀10\le m(t)\le1 for every tt, and 0≀f(x)≀10\le f(x)\le1 for every xx. Two further values are needed.

(a) If βˆ₯xβˆ’x0βˆ₯≀r+Ξ΄\lVert x-x_{0}\rVert\le r+\delta then f(x)=1f(x)=1. Indeed, by claim 4 of Elementary Order Arithmetic in an Ordered Field and clause 1 of Ordered Field, (sβˆ’Ξ΄)βˆ’βˆ₯xβˆ’x0βˆ₯β‰₯(sβˆ’Ξ΄)βˆ’(r+Ξ΄)=sβˆ’rβˆ’2Ξ΄=2Ξ΄(s-\delta)-\lVert x-x_{0}\rVert\ge(s-\delta)-(r+\delta)=s-r-2\delta=2\delta, so a(βˆ₯xβˆ’x0βˆ₯)β‰₯2δ (2Ξ΄)βˆ’1=1a(\lVert x-x_{0}\rVert)\ge2\delta\,(2\delta)^{-1}=1 by claim 5 of Elementary Arithmetic in an Ordered Field; thus b(βˆ₯xβˆ’x0βˆ₯)=a(βˆ₯xβˆ’x0βˆ₯)β‰₯1b(\lVert x-x_{0}\rVert)=a(\lVert x-x_{0}\rVert)\ge1, and m(βˆ₯xβˆ’x0βˆ₯)=1m(\lVert x-x_{0}\rVert)=1 in both cases b=1b=1 and b>1b>1.

(b) If βˆ₯xβˆ’x0βˆ₯β‰₯sβˆ’Ξ΄\lVert x-x_{0}\rVert\ge s-\delta then f(x)=0f(x)=0. Indeed, clause 1 of Ordered Field gives (sβˆ’Ξ΄)βˆ’βˆ₯xβˆ’x0βˆ₯≀0(s-\delta)-\lVert x-x_{0}\rVert\le0, so a(βˆ₯xβˆ’x0βˆ₯)≀0β‹…(2Ξ΄)βˆ’1=0a(\lVert x-x_{0}\rVert)\le0\cdot(2\delta)^{-1}=0 by claim 5 of Elementary Arithmetic in an Ordered Field and claim 1 of Zero Products and Elementary Identities in a Field; then b(βˆ₯xβˆ’x0βˆ₯)=0b(\lVert x-x_{0}\rVert)=0 (both cases a<0a<0 and a=0a=0 give 00), so b(βˆ₯xβˆ’x0βˆ₯)≀1b(\lVert x-x_{0}\rVert)\le1 and m(βˆ₯xβˆ’x0βˆ₯)=b(βˆ₯xβˆ’x0βˆ₯)=0m(\lVert x-x_{0}\rVert)=b(\lVert x-x_{0}\rVert)=0.

(c) ff is continuous on Rq\mathbb{R}^{q}. The function N(x)=βˆ₯xβˆ’x0βˆ₯N(x)=\lVert x-x_{0}\rVert is continuous on Rq\mathbb{R}^{q}: for x,y∈Rqx,y\in\mathbb{R}^{q}, claim 6 of Elementary Properties of the Euclidean Norm on Rn\mathbb{R}^n applied to xβˆ’x0=(yβˆ’x0)+(xβˆ’y)x-x_{0}=(y-x_{0})+(x-y) and to yβˆ’x0=(xβˆ’x0)+(yβˆ’x)y-x_{0}=(x-x_{0})+(y-x) gives N(x)βˆ’N(y)≀βˆ₯xβˆ’yβˆ₯N(x)-N(y)\le\lVert x-y\rVert and N(y)βˆ’N(x)≀βˆ₯yβˆ’xβˆ₯=βˆ₯xβˆ’yβˆ₯N(y)-N(x)\le\lVert y-x\rVert=\lVert x-y\rVert (clause 1 of Ordered Field), the second of which is βˆ’βˆ₯xβˆ’yβˆ₯≀N(x)βˆ’N(y)-\lVert x-y\rVert\le N(x)-N(y) by claim 4 of Elementary Order Arithmetic in an Ordered Field; so ∣N(x)βˆ’N(y)βˆ£β‰€βˆ₯xβˆ’yβˆ₯=dE(x,y)|N(x)-N(y)|\le\lVert x-y\rVert=d_{E}(x,y) by claim 6 of Properties of the Absolute Value in an Ordered Field, and given Ξ΅>0\varepsilon>0, Ξ΄0=Ξ΅\delta_{0}=\varepsilon serves in Continuous Map Between Metric Spaces. The absolute value tβ†¦βˆ£t∣t\mapsto|t| is continuous on R\mathbb{R} by the reverse triangle inequality (claim 7 of Properties of the Absolute Value in an Ordered Field), again with Ξ΄0=Ξ΅\delta_{0}=\varepsilon, and the identity map of R\mathbb{R} is continuous with Ξ΄0=Ξ΅\delta_{0}=\varepsilon. By claims 1 and 5 of Continuity of Sums and Products of Real-Valued Functions on a Metric Space (constants, sums, scalar multiples), aa is continuous on R\mathbb{R}; by claim 3 of Semicontinuity and Continuity Under Composition with a Continuous Map, ∣a∣|a| is continuous on R\mathbb{R}, hence so is bb by claim 5 of Continuity of Sums and Products of Real-Valued Functions on a Metric Space; in the same way 1βˆ’b1-b, ∣1βˆ’b∣|1-b| and then mm are continuous on R\mathbb{R}; and finally f=m∘Nf=m\circ N is continuous on Rq\mathbb{R}^{q} by claim 3 of Semicontinuity and Continuity Under Composition with a Continuous Map.

Step 2: mollification. By claim 2 of Existence of Mollifier Kernels of Every Radius there is a mollifier kernel ρ:Rqβ†’R\rho:\mathbb{R}^{q}\to\mathbb{R} of radius Ξ΄\delta on Rq\mathbb{R}^{q}. By clause 1 of that definition ρ\rho is smooth, hence continuous on Rq\mathbb{R}^{q} by claim 3 of Euclidean Space is Open in Itself, and CkC^k Maps are Continuous; by clause 3 there, ρ(y)=0\rho(y)=0 whenever βˆ₯yβˆ₯>Ξ΄\lVert y\rVert>\delta; by clause 2, 0≀ρ0\le\rho; and by clause 4, ρ\rho is integrable with respect to Lebesgue measure Ξ»q\lambda_{q} with ∫Rqρ dΞ»q=1\int_{\mathbb{R}^{q}}\rho\,d\lambda_{q}=1.

Apply Convolution of a Continuous Function with a Compactly Supported Continuous Kernel with n=qn=q, Ξ©=Rq\Omega=\mathbb{R}^{q} (open in (Rq,dE)(\mathbb{R}^{q},d_{E}) by claim 1 of Euclidean Space is Open in Itself, and CkC^k Maps are Continuous and Euclidean Openness Agrees with Metric Openness on Rn\mathbb{R}^n), the function ff of Step 1 (continuous into (R,dR)(\mathbb{R},d_{\mathbb{R}}), which is the required target metric as recalled above), the radius Ξ΄\delta and the kernel ρ\rho. Since every closed ball is a subset of Rq\mathbb{R}^{q}, the set Ωδ\Omega^{\delta} there is Rq\mathbb{R}^{q}, and for every x∈Rqx\in\mathbb{R}^{q} the integrand hxh_{x} there is hx(y)=f(xβˆ’y)ρ(y)h_{x}(y)=f(x-y)\rho(y) for every y∈Rqy\in\mathbb{R}^{q}; it is integrable by claim 1 of The Convolution Integrand is Continuous, Compactly Supported and Integrable. Put Ο‡=fβˆ—Ο:Rqβ†’R\chi=f*\rho:\mathbb{R}^{q}\to\mathbb{R}, so that Ο‡(x)=∫Rqhx dΞ»q\chi(x)=\int_{\mathbb{R}^{q}}h_{x}\,d\lambda_{q} for every xx. By claim 2 of Convolution with a CkC^k Kernel is of Class CkC^k, Ο‡\chi is smooth on Rq\mathbb{R}^{q}. We also record that the zero function on Rq\mathbb{R}^{q} equals 0⋅ρ0\cdot\rho, so it is integrable with ∫Rq0 dΞ»q=0β‹…βˆ«Rqρ dΞ»q=0\int_{\mathbb{R}^{q}}0\,d\lambda_{q}=0\cdot\int_{\mathbb{R}^{q}}\rho\,d\lambda_{q}=0 by the linearity of the integral for integrable functions (claim 2 of Linearity and Monotonicity of the Lebesgue Integral).

Step 3: the values of Ο‡\chi. Fix x∈Rqx\in\mathbb{R}^{q}. For every yy with βˆ₯yβˆ₯>Ξ΄\lVert y\rVert>\delta we have ρ(y)=0\rho(y)=0, hence hx(y)=0h_{x}(y)=0.

Suppose βˆ₯xβˆ’x0βˆ₯≀r\lVert x-x_{0}\rVert\le r. If βˆ₯yβˆ₯≀δ\lVert y\rVert\le\delta, then (xβˆ’y)βˆ’x0=(xβˆ’x0)+(βˆ’y)(x-y)-x_{0}=(x-x_{0})+(-y), so βˆ₯(xβˆ’y)βˆ’x0βˆ₯≀βˆ₯xβˆ’x0βˆ₯+βˆ₯βˆ’yβˆ₯≀r+Ξ΄\lVert(x-y)-x_{0}\rVert\le\lVert x-x_{0}\rVert+\lVert -y\rVert\le r+\delta by claim 6 of Elementary Properties of the Euclidean Norm on Rn\mathbb{R}^n and clause 1 of Ordered Field (applied twice), so f(xβˆ’y)=1f(x-y)=1 by Step 1(a) and hx(y)=ρ(y)h_{x}(y)=\rho(y); if βˆ₯yβˆ₯>Ξ΄\lVert y\rVert>\delta, then hx(y)=0=ρ(y)h_{x}(y)=0=\rho(y). Hence hx=ρh_{x}=\rho and Ο‡(x)=∫Rqρ dΞ»q=1\chi(x)=\int_{\mathbb{R}^{q}}\rho\,d\lambda_{q}=1.

Suppose βˆ₯xβˆ’x0βˆ₯β‰₯s\lVert x-x_{0}\rVert\ge s. If βˆ₯yβˆ₯≀δ\lVert y\rVert\le\delta, then xβˆ’x0=((xβˆ’y)βˆ’x0)+yx-x_{0}=((x-y)-x_{0})+y, so s≀βˆ₯xβˆ’x0βˆ₯≀βˆ₯(xβˆ’y)βˆ’x0βˆ₯+βˆ₯yβˆ₯≀βˆ₯(xβˆ’y)βˆ’x0βˆ₯+Ξ΄s\le\lVert x-x_{0}\rVert\le\lVert(x-y)-x_{0}\rVert+\lVert y\rVert\le\lVert(x-y)-x_{0}\rVert+\delta by claim 6 of Elementary Properties of the Euclidean Norm on Rn\mathbb{R}^n and clause 1 of Ordered Field, whence sβˆ’Ξ΄β‰€βˆ₯(xβˆ’y)βˆ’x0βˆ₯s-\delta\le\lVert(x-y)-x_{0}\rVert by the same clause, f(xβˆ’y)=0f(x-y)=0 by Step 1(b), and hx(y)=0h_{x}(y)=0; if βˆ₯yβˆ₯>Ξ΄\lVert y\rVert>\delta, then hx(y)=0h_{x}(y)=0. Hence hxh_{x} is the zero function and Ο‡(x)=0\chi(x)=0 by the record at the end of Step 2.

Finally, for every xx and yy, 0≀f(xβˆ’y)≀10\le f(x-y)\le1 and 0≀ρ(y)0\le\rho(y) give 0≀hx(y)≀ρ(y)0\le h_{x}(y)\le\rho(y) by claim 5 of Elementary Arithmetic in an Ordered Field. The zero function, hxh_{x} and ρ\rho are integrable, so the monotonicity of the integral for integrable functions (claim 2 of Linearity and Monotonicity of the Lebesgue Integral) gives 0=∫Rq0 dΞ»q≀χ(x)β‰€βˆ«Rqρ dΞ»q=10=\int_{\mathbb{R}^{q}}0\,d\lambda_{q}\le\chi(x)\le\int_{\mathbb{R}^{q}}\rho\,d\lambda_{q}=1. Thus Ο‡\chi has all the asserted properties.

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