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Proof of Existence and Uniqueness of the Nonnegative Square Root of a Nonnegative Real Number

theoremthm:real-nonnegative-square-root-2026a
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· 7,384 chars · 7 deps · depth 3 Reason: Initial publication. Uniqueness from the difference of squares and the absence of zero divisors; existence from the least upper bound r of the set of nonnegative x with x^2 <= a. Both failure cases are closed by exhibiting an explicit nonzero h and deriving h <= 0, so the argument uses only the order relation <=, inequality of elements, totality and antisymmetry, and never a strict order relation.

Proof

Axiom numbers below refer to Field, and conditions 1 and 2 are the two order-compatibility conditions of Ordered Field. Claims of Elementary Arithmetic in an Ordered Field and of Zero Products and Elementary Identities in a Field are cited by number. The order ≤\le is a total order, so it is reflexive, antisymmetric, transitive and total, and these four properties are used by name. Rearrangements of sums are made freely using axioms 1, 2, 3 and 4.

Preliminary (halving). Put 2=1+12=1+1. Claim 1 of Elementary Arithmetic in an Ordered Field gives 0≤10\le1, so claim 2 gives 0≤20\le2; and 2−1=12-1=1, so claim 3 gives 1≤21\le2. If 2=02=0, then 1≤01\le0, and antisymmetry with 0≤10\le1 would give 1=01=0, contradicting axiom 6. Hence 2≠02\ne0, and claim 4 of Elementary Arithmetic in an Ordered Field gives 2−1≠02^{-1}\ne0 and 0≤2−10\le2^{-1}. Moreover, for every u∈Ru\in\mathbb{R}, axioms 6, 9, 5 and 7 give

u2−1+u2−1=(u2−1)1+(u2−1)1=(u2−1)(1+1)=(u2−1)2=u(2−12)=u1=u.u2^{-1}+u2^{-1}=\bigl(u2^{-1}\bigr)1+\bigl(u2^{-1}\bigr)1=\bigl(u2^{-1}\bigr)(1+1)=\bigl(u2^{-1}\bigr)2=u\bigl(2^{-1}2\bigr)=u1=u .

Uniqueness. Let r,s∈Rr,s\in\mathbb{R} satisfy 0≤r0\le r, 0≤s0\le s, r2=ar^{2}=a and s2=as^{2}=a. Claim 4 of Zero Products and Elementary Identities in a Field gives

(s−r)(s+r)=s2−r2=a−a=0,(s-r)(s+r)=s^{2}-r^{2}=a-a=0 ,

so claim 3 of Zero Products and Elementary Identities in a Field gives s−r=0s-r=0 or s+r=0s+r=0.

If s−r=0s-r=0, then adding rr to both sides gives s=rs=r.

If s+r=0s+r=0, then adding rr to both sides of 0≤s0\le s and using condition 1 gives r≤s+r=0r\le s+r=0; with 0≤r0\le r, antisymmetry gives r=0r=0, and then s=s+0=s+r=0=rs=s+0=s+r=0=r.

In both cases s=rs=r, so there is at most one such rr.

Existence. Put

S={x∈R : 0≤x  and  x2≤a}.S=\bigl\{x\in\mathbb{R}\ :\ 0\le x\ \text{ and }\ x^{2}\le a\bigr\} .

Step 1 (SS is nonempty). Reflexivity gives 0≤00\le0, and 02=00^{2}=0 by claim 1 of Zero Products and Elementary Identities in a Field, so 02≤a0^{2}\le a by hypothesis. Hence 0∈S0\in S.

Step 2 (a+1a+1 is an upper bound for SS). Let x∈Sx\in S. By totality either x≤a+1x\le a+1, and there is nothing to prove, or a+1≤xa+1\le x; assume the latter. Since 0≤x0\le x, claim 5 of Elementary Arithmetic in an Ordered Field gives (a+1)x≤xx=x2(a+1)x\le xx=x^{2}, and x2≤ax^{2}\le a, so (a+1)x≤a(a+1)x\le a by transitivity. Since (a+1)−1=a(a+1)-1=a and 0≤a0\le a, claim 3 gives 1≤a+11\le a+1, and claim 5 with 0≤x0\le x gives 1x≤(a+1)x1x\le(a+1)x; as 1x=x1x=x by axioms 6 and 8, transitivity yields x≤ax\le a. Combined with a+1≤xa+1\le x this gives a+1≤aa+1\le a by transitivity. Adding −a-a to both sides and using condition 1 gives 1≤01\le0, and antisymmetry with 0≤10\le1 gives 1=01=0, contradicting axiom 6. Hence x≤a+1x\le a+1.

Step 3 (the least upper bound). By Steps 1 and 2 the set SS is a nonempty subset of R\mathbb{R} that is bounded above in the sense of Upper Bound and Least Upper Bound, so by The Real Numbers it has a least upper bound r∈Rr\in\mathbb{R}. Since 0∈S0\in S and rr is an upper bound for SS, we get 0≤r0\le r.

We show r2=ar^{2}=a. Suppose r2≠ar^{2}\ne a. By totality either r2≤ar^{2}\le a or a≤r2a\le r^{2}, and we derive a contradiction in each case.

Case A: r2≤ar^{2}\le a and r2≠ar^{2}\ne a. Put d=a−r2d=a-r^{2}. Claim 3 of Elementary Arithmetic in an Ordered Field gives 0≤d0\le d, and d≠0d\ne0, since d=0d=0 would give a=r2a=r^{2} on adding r2r^{2}.

Put c=(r+r)+1c=(r+r)+1. Claim 2 gives 0≤r+r0\le r+r and then 0≤c0\le c; and c−1=r+rc-1=r+r, so claim 3 gives 1≤c1\le c. If c=0c=0 then 1≤01\le0, and antisymmetry with 0≤10\le1 would give 1=01=0, contradicting axiom 6; hence c≠0c\ne0, and claim 4 gives c−1≠0c^{-1}\ne0 and 0≤c−10\le c^{-1}.

Put e=dc−1e=dc^{-1}. Condition 2 gives 0≤e0\le e, and claim 3 of Zero Products and Elementary Identities in a Field gives e≠0e\ne0, since d≠0d\ne0 and c−1≠0c^{-1}\ne0.

Define h=eh=e if e≤1e\le1, and h=1h=1 otherwise; in the second case totality gives 1≤e1\le e. In either case, using reflexivity and 1≠01\ne0 from axiom 6,

0≤h,h≠0,h≤1,h≤e.0\le h,\qquad h\ne0,\qquad h\le1,\qquad h\le e .

Since h≤1h\le1 and 0≤h0\le h, claim 5 gives hh≤h1hh\le h1, that is h2≤hh^{2}\le h by axiom 6. Claim 5 of Zero Products and Elementary Identities in a Field gives

(r+h)2=r2+(rh+rh)+h2.(r+h)^{2}=r^{2}+(rh+rh)+h^{2} .

Adding r2+(rh+rh)r^{2}+(rh+rh) to both sides of h2≤hh^{2}\le h and using condition 1 gives

(r+h)2≤r2+((rh+rh)+h)=r2+hc,(r+h)^{2}\le r^{2}+\bigl((rh+rh)+h\bigr)=r^{2}+hc ,

the equality because, by axioms 8, 9 and 6,

hc=h((r+r)+1)=h(r+r)+h1=(hr+hr)+h=(rh+rh)+h.hc=h\bigl((r+r)+1\bigr)=h(r+r)+h1=(hr+hr)+h=(rh+rh)+h .

Since h≤eh\le e and 0≤c0\le c, claim 5 gives ch≤cech\le ce, and by axioms 5, 8, 7 and 6,

ce=c(dc−1)=d(cc−1)=d1=d.ce=c\bigl(dc^{-1}\bigr)=d\bigl(cc^{-1}\bigr)=d1=d .

Hence hc≤dhc\le d by axiom 8, and adding r2r^{2} and using condition 1 and transitivity gives

(r+h)2≤r2+d=a.(r+h)^{2}\le r^{2}+d=a .

Claim 2 gives 0≤r+h0\le r+h, so r+h∈Sr+h\in S, and therefore r+h≤rr+h\le r because rr is an upper bound for SS. Adding −r-r to both sides and using condition 1 gives h≤0h\le0; with 0≤h0\le h, antisymmetry gives h=0h=0, contradicting h≠0h\ne0.

Case B: a≤r2a\le r^{2} and r2≠ar^{2}\ne a. Put d=r2−ad=r^{2}-a; as in Case A, 0≤d0\le d and d≠0d\ne0.

First, r≠0r\ne0: if r=0r=0 then r2=0r^{2}=0 by claim 1 of Zero Products and Elementary Identities in a Field, so a≤0a\le0, and antisymmetry with 0≤a0\le a gives a=0=r2a=0=r^{2}, contradicting r2≠ar^{2}\ne a.

Put c=r+rc=r+r. Claim 2 gives 0≤c0\le c. By axioms 6, 9 and 8, c=r1+r1=r(1+1)=r2c=r1+r1=r(1+1)=r2, and 2≠02\ne0 by the preliminary, so c=0c=0 would give r=0r=0 by claim 3 of Zero Products and Elementary Identities in a Field; hence c≠0c\ne0, and claim 4 gives c−1≠0c^{-1}\ne0 and 0≤c−10\le c^{-1}.

Put h=(dc−1)2−1h=\bigl(dc^{-1}\bigr)2^{-1}. Two applications of condition 2 give 0≤h0\le h, and two applications of claim 3 of Zero Products and Elementary Identities in a Field give h≠0h\ne0. By axioms 5, 8, 7 and 6,

ch=c((dc−1)2−1)=(c(dc−1))2−1=d2−1.ch=c\Bigl(\bigl(dc^{-1}\bigr)2^{-1}\Bigr)=\Bigl(c\bigl(dc^{-1}\bigr)\Bigr)2^{-1}=d2^{-1} .

We claim that r−hr-h is an upper bound for SS. Let x∈Sx\in S, and suppose for contradiction that x≤r−hx\le r-h fails; by totality r−h≤xr-h\le x. Since rr is an upper bound for SS, also x≤rx\le r.

Claim 3 of Elementary Arithmetic in an Ordered Field applied to x≤rx\le r gives 0≤r−x0\le r-x, and applied to r−h≤xr-h\le x gives 0≤x−(r−h)0\le x-(r-h); since x−(r−h)=h−(r−x)x-(r-h)=h-(r-x), claim 3 read in the other direction gives r−x≤hr-x\le h. Claim 2 gives 0≤r+x0\le r+x, and adding rr to both sides of x≤rx\le r using condition 1 gives r+x≤r+r=cr+x\le r+r=c.

Claim 4 of Zero Products and Elementary Identities in a Field gives r2−x2=(r−x)(r+x)r^{2}-x^{2}=(r-x)(r+x). Claim 5 of Elementary Arithmetic in an Ordered Field, applied to r−x≤hr-x\le h with 0≤r+x0\le r+x, gives (r+x)(r−x)≤(r+x)h(r+x)(r-x)\le(r+x)h; applied to r+x≤cr+x\le c with 0≤h0\le h, it gives h(r+x)≤hch(r+x)\le hc. By axiom 8 and transitivity,

r2−x2≤hc=d2−1.r^{2}-x^{2}\le hc=d2^{-1} .

Adding x2−d2−1x^{2}-d2^{-1} to both sides and using condition 1 gives r2−d2−1≤x2r^{2}-d2^{-1}\le x^{2}. Since x∈Sx\in S we have x2≤ax^{2}\le a, so transitivity gives r2−d2−1≤ar^{2}-d2^{-1}\le a, and a=r2−da=r^{2}-d by the definition of dd. Adding d−r2d-r^{2} to both sides and using condition 1 gives d−d2−1≤0d-d2^{-1}\le0; by the preliminary d=d2−1+d2−1d=d2^{-1}+d2^{-1}, so d−d2−1=d2−1d-d2^{-1}=d2^{-1} and hence d2−1≤0d2^{-1}\le0. Condition 2 gives 0≤d2−10\le d2^{-1}, so antisymmetry gives d2−1=0d2^{-1}=0, and then d=d2−1+d2−1=0d=d2^{-1}+d2^{-1}=0, contradicting d≠0d\ne0.

Therefore x≤r−hx\le r-h for every x∈Sx\in S, so r−hr-h is an upper bound for SS. Since rr is a least upper bound, r≤r−hr\le r-h. Adding hh to both sides and using condition 1 gives r+h≤rr+h\le r, and adding −r-r gives h≤0h\le0; with 0≤h0\le h, antisymmetry gives h=0h=0, contradicting h≠0h\ne0.

Both cases are impossible, so r2=ar^{2}=a. Together with 0≤r0\le r from Step 3 this proves existence, and uniqueness was proved above.

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