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Proof of Cauchy-Schwarz Inequality for a Positive Semi-Definite Self-Adjoint Operator

lemmalem:positive-semidefinite-cauchy-schwarz-2026b
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· 3,558 chars · 10 deps · depth 10 Reason: Proof of lem:positive-semidefinite-cauchy-schwarz-2026b. Body carried over unchanged from the proof of the 2026a version, with the self-adjointness reference updated from def:self-adjoint-operator-2026a to def:self-adjoint-operator-2026b so that the symmetry identity used in facts (i) and in claim 2 is supplied by a definition stated in the setting the lemma actually assumes. No step of the argument changed.

Proof

Let u,v∈Vu,v\in V and write a=⟨u,T(u)⟩a=\langle u,T(u)\rangle, b=⟨v,T(v)⟩b=\langle v,T(v)\rangle and z=⟨u,T(v)⟩z=\langle u,T(v)\rangle. By Positive Semi-Definite Operator, aa and bb are real numbers with 0≤a0\le a and 0≤b0\le b. Let w‾\overline{w} denote the complex conjugate of a complex number ww.

We first record three facts.

(i) ⟨v,T(u)⟩=z‾\langle v,T(u)\rangle=\overline{z}. Indeed, TT being self-adjoint gives ⟨T(v),u⟩=⟨v,T(u)⟩\langle T(v),u\rangle=\langle v,T(u)\rangle, while conjugate symmetry (condition 1 of Complex Inner Product Space) gives ⟨T(v),u⟩=⟨u,T(v)⟩‾=z‾\langle T(v),u\rangle=\overline{\langle u,T(v)\rangle}=\overline{z}.

(ii) For all x,y,y′∈Vx,y,y'\in V and every complex tt, ⟨y+ty′,x⟩=⟨y,x⟩+t‾ ⟨y′,x⟩\langle y+ty',x\rangle=\langle y,x\rangle+\overline{t}\,\langle y',x\rangle. This follows by applying conjugate symmetry, then conditions 2 and 3 of Complex Inner Product Space in the second argument, then conjugate symmetry again, using that conjugation preserves sums and products.

(iii) For every complex ww, ww‾=∣w∣2w\overline{w}=|w|^{2}, where ∣w∣|w| is the modulus. Indeed, writing w=p+qiw=p+qi with p,qp,q real, claim 4 of Canonical Form and Arithmetic of Complex Numbers gives ww‾=p2+q2w\overline{w}=p^{2}+q^{2}, which is ∣w∣2|w|^{2} by the definition of the modulus.

Claim 1. Let tt be a complex number. Since TT is a linear operator, T(u+tv)=T(u)+tT(v)T(u+tv)=T(u)+tT(v). Using (ii) in the first argument and conditions 2 and 3 of Complex Inner Product Space in the second, together with (i),

⟨u+tv, T(u+tv)⟩=a+tz+t‾ z‾+t‾t b.\langle u+tv,\,T(u+tv)\rangle=a+t z+\overline{t}\,\overline{z}+\overline{t}t\,b .

By Positive Semi-Definite Operator the left-hand side is a real number that is at least 00.

If z=0z=0, then ∣z∣2=0|z|^{2}=0 and 0≤ab0\le ab because aa and bb are nonnegative, so the asserted inequality holds. Assume therefore z≠0z\ne0; then ∣z∣≠0|z|\ne0, and 0<∣z∣0<|z| since a modulus is nonnegative. Let ss be a real number and put t=−(s/∣z∣)z‾t=-(s/|z|)\overline{z}. By (iii),

tz=−(s/∣z∣) z‾z=−(s/∣z∣)∣z∣2=−s∣z∣,t‾t=(s/∣z∣)2 zz‾=s2,tz=-(s/|z|)\,\overline{z}z=-(s/|z|)|z|^{2}=-s|z| ,\qquad \overline{t}t=(s/|z|)^{2}\,z\overline{z}=s^{2},

and t‾ z‾=tz‾=−s∣z∣\overline{t}\,\overline{z}=\overline{tz}=-s|z| because −s∣z∣-s|z| is real. Substituting into the display,

0≤a−2s∣z∣+s2bfor every real number s.0\le a-2s|z|+s^{2}b\qquad\text{for every real number }s .

If b=0b=0, then taking s=(a+1)/(2∣z∣)s=(a+1)/(2|z|) gives 2s∣z∣=a+12s|z|=a+1 and hence 0≤a−(a+1)=−10\le a-(a+1)=-1, which is false in the ordered field R\mathbb{R}. Hence b≠0b\ne0 and so 0<b0<b. Taking s=∣z∣/bs=|z|/b gives

0≤a−2∣z∣2b+∣z∣2b=a−∣z∣2b,0\le a-\frac{2|z|^{2}}{b}+\frac{|z|^{2}}{b}=a-\frac{|z|^{2}}{b},

and multiplying by the positive number bb yields 0≤ab−∣z∣20\le ab-|z|^{2}, that is ∣z∣2≤ab|z|^{2}\le ab, which is claim 1.

Claim 2. Suppose ⟨u,T(u)⟩=0\langle u,T(u)\rangle=0, and let v∈Vv\in V be arbitrary. Claim 1 gives

∣⟨u,T(v)⟩∣2≤0⋅⟨v,T(v)⟩=0.\bigl|\langle u,T(v)\rangle\bigr|^{2}\le 0\cdot\langle v,T(v)\rangle=0 .

Writing ⟨u,T(v)⟩=p+qi\langle u,T(v)\rangle=p+qi with p,qp,q the real and imaginary parts, the modulus satisfies ∣p+qi∣2=p2+q2|p+qi|^{2}=p^{2}+q^{2}, and squares are nonnegative in an ordered field, so p2+q2≤0p^{2}+q^{2}\le0 forces p2=q2=0p^{2}=q^{2}=0 and hence p=q=0p=q=0. Thus ⟨u,T(v)⟩=0\langle u,T(v)\rangle=0 for every v∈Vv\in V.

Since TT is self-adjoint, ⟨T(u),v⟩=⟨u,T(v)⟩=0\langle T(u),v\rangle=\langle u,T(v)\rangle=0 for every v∈Vv\in V. Taking v=T(u)v=T(u) gives ⟨T(u),T(u)⟩=0\langle T(u),T(u)\rangle=0, so T(u)=0VT(u)=0_{V} by condition 4 of Complex Inner Product Space.

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