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Proof of Basic Properties of Initial Segments of the Natural Numbers

lemmalem:initial-segment-basic-2026a
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Reason: Initial publication of the proof of lem:initial-segment-basic-2026a.

Proof

Throughout we use the numbered claims of Arithmetic of Addition on the Natural Numbers and of Properties of the Order on the Natural Numbers, and the description [n]={kN:kn}[n]=\{k\in\mathbb{N}: k\le n\} from the definition of initial segments.

Claim 1. By claim 4 of Properties of the Order on the Natural Numbers we have 1n1\le n, so 1[n]1\in[n], and by claim 1 of that lemma nnn\le n, so n[n]n\in[n]. In particular [n][n]\ne\emptyset.

Claim 2. By Claim 1, 1[1]1\in[1]. Conversely let k[1]k\in[1], so k1k\le 1. If k1k\ne 1 then k<1k<1, so 1=k+a1=k+a for some aNa\in\mathbb{N} by the definition of the order, contradicting claim 7 of Arithmetic of Addition on the Natural Numbers. Hence k=1k=1 and [1]={1}[1]=\{1\}.

Claim 3. By claim 5 of Properties of the Order on the Natural Numbers we have n<S(n)n<S(n), so by the trichotomy in claim 3 of that lemma neither S(n)<nS(n)<n nor S(n)=nS(n)=n holds; hence S(n)nS(n)\le n is false and S(n)[n]S(n)\notin[n].

For the displayed equality, first let k[n]{S(n)}k\in[n]\cup\{S(n)\}. If k[n]k\in[n] then knk\le n, and n<S(n)n<S(n) gives nS(n)n\le S(n), so kS(n)k\le S(n) by transitivity of \le (claim 1 of Properties of the Order on the Natural Numbers); hence k[S(n)]k\in[S(n)]. Also S(n)S(n)S(n)\le S(n), so S(n)[S(n)]S(n)\in[S(n)]. Conversely let k[S(n)]k\in[S(n)], so kS(n)k\le S(n). If k=S(n)k=S(n) then k{S(n)}k\in\{S(n)\}; otherwise claim 5 of Properties of the Order on the Natural Numbers gives knk\le n, i.e. k[n]k\in[n].

Claim 4. Let mnm\le n and k[m]k\in[m], so kmk\le m. Transitivity of \le (claim 1 of Properties of the Order on the Natural Numbers) gives knk\le n, i.e. k[n]k\in[n].

Claim 5. Define φ(j)=m+j\varphi(j)=m+j for j[t]j\in[t].

φ\varphi maps [t][t] into [m+t][m][m+t]\setminus[m]. Let j[t]j\in[t], so jtj\le t. By claim 6 of Properties of the Order on the Natural Numbers we get m+jm+tm+j\le m+t, hence m+j[m+t]m+j\in[m+t]. The same claim gives m<m+jm<m+j, so by trichotomy (claim 3 of that lemma) neither m+j<mm+j<m nor m+j=mm+j=m holds; thus m+jmm+j\le m is false and m+j[m]m+j\notin[m].

φ\varphi is injective. If m+j=m+jm+j=m+j', then by claim 4 of Arithmetic of Addition on the Natural Numbers we get j+m=j+mj+m=j'+m, and claim 5 of that lemma gives j=jj=j'.

φ\varphi is surjective onto [m+t][m][m+t]\setminus[m]. Let y[m+t][m]y\in[m+t]\setminus[m], so ym+ty\le m+t while ymy\le m fails. By trichotomy, m<ym<y, so claim 7 of Properties of the Order on the Natural Numbers provides a unique jNj\in\mathbb{N} with y=m+jy=m+j. It remains to check jtj\le t. If y=m+ty=m+t, then m+j=m+tm+j=m+t gives j=tj=t as in the injectivity argument. Otherwise m+j=y<m+tm+j=y<m+t, so m+t=(m+j)+cm+t=(m+j)+c for some cNc\in\mathbb{N}; by claim 3 of Arithmetic of Addition on the Natural Numbers this reads m+t=m+(j+c)m+t=m+(j+c), and cancelling mm as above gives t=j+ct=j+c, i.e. j<tj<t. In both cases j[t]j\in[t] and φ(j)=y\varphi(j)=y.

Together, every y[m+t][m]y\in[m+t]\setminus[m] has exactly one preimage in [t][t], so φ\varphi is a bijection from [t][t] onto [m+t][m][m+t]\setminus[m].

Finally, claim 6 of Properties of the Order on the Natural Numbers gives m<m+tm<m+t, hence mm+tm\le m+t, and Claim 4 above gives [m][m+t][m]\subseteq[m+t]. Consequently [m+t][m+t] is the union of [m][m] and [m+t][m][m+t]\setminus[m], and these two sets are disjoint by construction.

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