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Proof of Basic Properties of Finite Sets

lemmalem:finite-set-basic-2026a
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Proof

We use the numbered claims of Basic Properties of Initial Segments of the Natural Numbers, of Properties of the Order on the Natural Numbers and of Injectivity, Composition, and Restriction of Bijections. Every appeal to induction means an application of Principle of Induction for the Natural Numbers, so it suffices to verify a property at 11 and to pass from nn to S(n)S(n).

Claim 1. The identity map of [n][n] is a bijection, since every y∈[n]y\in[n] has yy as its only preimage. Hence [n][n] has nn elements.

Claim 2. By claim 2 of Basic Properties of Initial Segments of the Natural Numbers we have [1]={1}[1]=\{1\}, and the map sending 11 to xx is a bijection from [1][1] onto {x}\{x\}; so {x}\{x\} has 11 element.

Now let g:[k]β†’Ag:[k]\to A be a bijection and xβˆ‰Ax\notin A. By claim 3 of Basic Properties of Initial Segments of the Natural Numbers we have [S(k)]=[k]βˆͺ{S(k)}[S(k)]=[k]\cup\{S(k)\} with S(k)βˆ‰[k]S(k)\notin[k], so we may define gβ€²:[S(k)]β†’Aβˆͺ{x}g':[S(k)]\to A\cup\{x\} by

gβ€²(i)=g(i)Β Β (i∈[k]),gβ€²(S(k))=x.g'(i)=g(i)\ \ (i\in[k]),\qquad g'(S(k))=x.

Let y∈Aβˆͺ{x}y\in A\cup\{x\}. If y∈Ay\in A, there is exactly one i∈[k]i\in[k] with g(i)=yg(i)=y, and gβ€²(S(k))=xβ‰ yg'(S(k))=x\ne y because xβˆ‰Ax\notin A; so yy has exactly one preimage under gβ€²g'. If y=xy=x, then gβ€²(S(k))=yg'(S(k))=y, while no i∈[k]i\in[k] satisfies gβ€²(i)=yg'(i)=y since gβ€²(i)=g(i)∈Ag'(i)=g(i)\in A; again exactly one preimage. Hence gβ€²g' is a bijection and Aβˆͺ{x}A\cup\{x\} has S(k)S(k) elements.

Claim 3, subsets of initial segments. We show by induction on nn that every BβŠ†[n]B\subseteq[n] is empty or has mm elements for some m≀nm\le n.

For n=1n=1 we have [1]={1}[1]=\{1\}, so B=βˆ…B=\emptyset or B={1}B=\{1\}; in the latter case BB has 11 element by Claim 2, and 1≀11\le 1 by claim 1 of Properties of the Order on the Natural Numbers.

Assume the assertion for nn and let BβŠ†[S(n)]B\subseteq[S(n)]. Put Bβ€²={i∈B:i∈[n]}B'=\{i\in B: i\in[n]\}, a subset of [n][n]; by the inductive hypothesis Bβ€²B' is empty or has mm elements with m≀nm\le n. By claim 3 of Basic Properties of Initial Segments of the Natural Numbers we have [S(n)]=[n]βˆͺ{S(n)}[S(n)]=[n]\cup\{S(n)\} and S(n)βˆ‰[n]S(n)\notin[n], so S(n)βˆ‰Bβ€²S(n)\notin B'.

If S(n)βˆ‰BS(n)\notin B, then B=Bβ€²B=B'. If Bβ€²B' is empty we are done; otherwise BB has mm elements, and m≀n≀S(n)m\le n\le S(n) using claim 5 and transitivity from claim 1 of Properties of the Order on the Natural Numbers, so m≀S(n)m\le S(n).

If S(n)∈BS(n)\in B, then B=Bβ€²βˆͺ{S(n)}B=B'\cup\{S(n)\}. If Bβ€²B' is empty then B={S(n)}B=\{S(n)\} has 11 element by Claim 2, and 1≀S(n)1\le S(n) by claim 4 of Properties of the Order on the Natural Numbers. Otherwise Bβ€²B' has m≀nm\le n elements, so BB has S(m)S(m) elements by Claim 2, and S(m)≀S(n)S(m)\le S(n) by claim 6 of Properties of the Order on the Natural Numbers.

Claim 3, general case. Let XX be finite and AβŠ†XA\subseteq X. If X=βˆ…X=\emptyset then A=βˆ…A=\emptyset, which is finite. Otherwise XX has nn elements for some n∈Nn\in\mathbb{N}; let f:[n]β†’Xf:[n]\to X be a bijection and put Aβ€²={i∈[n]:f(i)∈A}A'=\{i\in[n]: f(i)\in A\}.

Write f(Aβ€²)={f(i):i∈Aβ€²}f(A')=\{f(i): i\in A'\}. Then f(Aβ€²)=Af(A')=A: the inclusion f(Aβ€²)βŠ†Af(A')\subseteq A holds by the definition of Aβ€²A', and conversely every a∈AβŠ†Xa\in A\subseteq X equals f(i)f(i) for some i∈[n]i\in[n] because ff is surjective, and that ii lies in Aβ€²A'.

By the subset case above, Aβ€²A' is empty or has mm elements with m≀nm\le n. If Aβ€²=βˆ…A'=\emptyset then A=f(Aβ€²)=βˆ…A=f(A')=\emptyset, which is finite. Otherwise let g:[m]β†’Aβ€²g:[m]\to A' be a bijection. By claim 3 of Injectivity, Composition, and Restriction of Bijections the restriction of ff to Aβ€²A' is a bijection from Aβ€²A' onto f(Aβ€²)=Af(A')=A, and by claim 2 of that lemma its composite with gg is a bijection from [m][m] onto AA. Hence AA has mm elements with m≀nm\le n, and AA is finite. In particular, if Aβ‰ βˆ…A\ne\emptyset then the second alternative occurred.

Claim 4. We argue by induction on nn on the property P(n)P(n): for every set XX with nn elements, every set YY and every surjection q:Xβ†’Yq:X\to Y, the set YY has mm elements for some m≀nm\le n.

For n=1n=1: let f:[1]β†’Xf:[1]\to X be a bijection. Since [1]={1}[1]=\{1\}, surjectivity of ff gives X={f(1)}X=\{f(1)\}. Every y∈Yy\in Y equals q(x)q(x) for some x∈Xx\in X, hence y=q(f(1))y=q(f(1)); and q(f(1))∈Yq(f(1))\in Y. So Y={q(f(1))}Y=\{q(f(1))\}, which has 11 element by Claim 2, and 1≀11\le 1.

Assume P(n)P(n), let XX have S(n)S(n) elements with bijection f:[S(n)]β†’Xf:[S(n)]\to X, and let q:Xβ†’Yq:X\to Y be surjective. Put x0=f(S(n))x_0=f(S(n)) and Xβ€²={x∈X:xβ‰ x0}X'=\{x\in X: x\ne x_0\}. By claim 3 of Injectivity, Composition, and Restriction of Bijections the restriction of ff to [n][n] is a bijection onto f([n])f([n]), and f([n])=Xβ€²f([n])=X': indeed f(i)β‰ f(S(n))=x0f(i)\ne f(S(n))=x_0 for i∈[n]i\in[n] because S(n)βˆ‰[n]S(n)\notin[n] and ff is injective by claim 1 of Injectivity, Composition, and Restriction of Bijections, so f([n])βŠ†Xβ€²f([n])\subseteq X'; conversely every y∈Xβ€²y\in X' equals f(i)f(i) for a unique i∈[S(n)]i\in[S(n)], and iβ‰ S(n)i\ne S(n) since f(S(n))=x0β‰ yf(S(n))=x_0\ne y, so i∈[n]i\in[n] by claim 3 of Basic Properties of Initial Segments of the Natural Numbers. Hence Xβ€²X' has nn elements.

Put Yβ€²={q(x):x∈Xβ€²}Y'=\{q(x): x\in X'\}. The restriction of qq to Xβ€²X' is a surjection onto Yβ€²Y', so by P(n)P(n) the set Yβ€²Y' has kk elements for some k≀nk\le n. Every y∈Yy\in Y equals q(x)q(x) with x∈Xx\in X, and either x∈Xβ€²x\in X', giving y∈Yβ€²y\in Y', or x=x0x=x_0, giving y=q(x0)y=q(x_0); hence YY is the union of Yβ€²Y' and {q(x0)}\{q(x_0)\}. If q(x0)∈Yβ€²q(x_0)\in Y' then Y=Yβ€²Y=Y' has kk elements with k≀n≀S(n)k\le n\le S(n). Otherwise Y=Yβ€²βˆͺ{q(x0)}Y=Y'\cup\{q(x_0)\} with q(x0)βˆ‰Yβ€²q(x_0)\notin Y', so YY has S(k)S(k) elements by Claim 2, and S(k)≀S(n)S(k)\le S(n) by claim 6 of Properties of the Order on the Natural Numbers. This proves P(S(n))P(S(n)).

In either case YY has finitely many elements and is nonempty, since a set with mm elements contains h(1)h(1) for any bijection h:[m]β†’Yh:[m]\to Y.

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