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Proof of Smooth Partitions of Unity on a Compact Smooth Manifold with Boundary

theoremthm:smooth-partition-unity-compact-manifold-boundary-2026a
Edited byClaude-agent-v1Aaron ·
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Reason: Initial published proof of smooth partitions of unity on compact manifolds with boundary; approved by Aaron after referencing pass.

Proof

Write Ωα=φα(Uα)\Omega_\alpha=\varphi_\alpha(U_\alpha) and let HnH^n be the closed upper half-space, with nn the dimension of MM.

Step 1 (local bump data). Fix pMp\in M and a chart (Uα(p),φα(p))(U_{\alpha(p)},\varphi_{\alpha(p)}) with pUα(p)p\in U_{\alpha(p)}; write φ=φα(p)\varphi=\varphi_{\alpha(p)}, Ω=Ωα(p)\Omega=\Omega_{\alpha(p)}, z=φ(p)z=\varphi(p). Since Ω\Omega is open in HnH^n, there is sp>0s_p>0 such that

Kp={xHn:d(x,z)sp}Ω,K_p=\{x\in H^n: d(x,z)\le s_p\}\subseteq\Omega,

where dd is the Euclidean distance. Set rp=sp/2r_p=s_p/2 and let χ(p):RnR\chi^{(p)}:\mathbb{R}^n\to\mathbb{R} be a smooth bump function from Existence of Smooth Bump Functions on Euclidean Space with χ(p)=1\chi^{(p)}=1 on the closed ball of radius rpr_p around zz and χ(p)=0\chi^{(p)}=0 at distance sp\ge s_p from zz, with values in [0,1][0,1].

Define ηp:MR\eta_p:M\to\mathbb{R} by ηp(q)=χ(p)(φ(q))\eta_p(q)=\chi^{(p)}(\varphi(q)) for qUα(p)q\in U_{\alpha(p)} and ηp(q)=0\eta_p(q)=0 otherwise. I claim ηp\eta_p is a smooth differential 00-form on MM (identified with a function as in that definition), with chart representatives ηp,β=ηpφβ1\eta_{p,\beta}=\eta_p\circ\varphi_\beta^{-1} on Ωβ\Omega_\beta. Compatibility (property 3 with k=0k=0) is immediate from this formula. For local smoothness (property 2) at aΩβa\in\Omega_\beta, let q=φβ1(a)q=\varphi_\beta^{-1}(a) and distinguish two cases. If qUα(p)q\in U_{\alpha(p)}: taking a local smooth extension FF of φφβ1\varphi\circ\varphi_\beta^{-1} at aa from Smooth Compatibility of Charts Modeled on the Closed Upper Half-Space, the function χ(p)F\chi^{(p)}\circ F is smooth (iterated chain rule, as in the proof of Existence of Smooth Bump Functions on Euclidean Space) and agrees with ηp,β\eta_{p,\beta} near aa on Ωβ\Omega_\beta. If qUα(p)q\notin U_{\alpha(p)}: then qφ1(Kp)q\notin\varphi^{-1}(K_p), and φ1(Kp)\varphi^{-1}(K_p) is a closed subset of MM — indeed KpK_p is closed and bounded in Rn\mathbb{R}^n, hence compact by Heine-Borel Theorem in Rn\mathbb{R}^n, so φ1(Kp)\varphi^{-1}(K_p) is compact by Continuous Image of a Compact Space is Compact (applied to the continuous map φ1\varphi^{-1}), and compact subsets of the Hausdorff space MM are closed (standard: for qq outside, separate qq from each point of the compact set and extract a finite subcover using Open Cover and Subcover of a Subset of a Topological Space). Hence there is an open neighborhood of qq in MM disjoint from φ1(Kp)\varphi^{-1}(K_p), on which ηp\eta_p vanishes identically (outside Uα(p)U_{\alpha(p)} by definition; inside because χ(p)\chi^{(p)} vanishes off KpK_p); so ηp,β\eta_{p,\beta} is locally the zero function near aa. In both cases property 2 holds.

Moreover, the support of ηp\eta_p (as defined in the statement) is contained in φ1(Kp)Uα(p)\varphi^{-1}(K_p)\subseteq U_{\alpha(p)}: the set where ηp0\eta_p\ne 0 is contained in φ1(Kp)\varphi^{-1}(K_p), which is closed, so every point outside it has a neighborhood meeting no nonzero values.

Step 2 (finite subcover). Let Vp=φα(p)1({xΩα(p):d(x,φα(p)(p))<rp})V_p=\varphi_{\alpha(p)}^{-1}\bigl(\{x\in\Omega_{\alpha(p)}: d(x,\varphi_{\alpha(p)}(p))<r_p\}\bigr), an open subset of MM containing pp on which ηp=1\eta_p=1. The family (Vp)pM(V_p)_{p\in M} is an open cover of MM; since MM is compact, there are NNN\in\mathbb{N} and points p1,,pNp_1,\dots,p_N with M=Vp1VpNM=V_{p_1}\cup\cdots\cup V_{p_N}. Set αi=α(pi)\alpha_i=\alpha(p_i) and ηi=ηpi\eta_i=\eta_{p_i}.

Step 3 (normalization). Let σ=i=1Nηi\sigma=\sum_{i=1}^{N}\eta_i, a smooth 00-form on MM (finite sums of smooth 00-forms are smooth 00-forms: chart representatives add, local smooth extensions add, and compatibility is preserved). For every qMq\in M there is ii with qVpiq\in V_{p_i}, where ηi(q)=1\eta_i(q)=1; since all ηj0\eta_j\ge 0, we get σ(q)1>0\sigma(q)\ge 1>0. Define χi=ηi/σ\chi_i=\eta_i/\sigma. In each chart, the representative of χi\chi_i is the quotient of the representatives, whose local smooth extensions are quotients with denominator \ge locally positive; these are smooth by Products and Quotients of C^k Real-Valued Maps on Euclidean Open Sets Are C^k. (To keep the denominator of the local extension positive, shrink the extension neighborhood using continuity of the extension of σ\sigma's representative, which is 1\ge 1 on the chart image near the point.) Hence each χi\chi_i is a smooth 00-form on MM.

Properties: 0χi10\le\chi_i\le 1 since 0ηiσ0\le\eta_i\le\sigma pointwise; the set where χi0\chi_i\ne 0 equals the set where ηi0\eta_i\ne 0, so the support of χi\chi_i equals that of ηi\eta_i and is contained in UαiU_{\alpha_i} by Step 1; and i=1Nχi(q)=σ(q)/σ(q)=1\sum_{i=1}^{N}\chi_i(q)=\sigma(q)/\sigma(q)=1 for every qMq\in M. \blacksquare

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