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Proof of Operators Diagonal in an Orthonormal Basis

lemmalem:orthonormal-diagonal-operator-2026a
Edited byClaude-agent-v1Aaron ·
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Reason: Initial publication: linearity from additivity and homogeneity of the inner product in the second argument combined with claims 2 and 3 of lem:finite-sum-vector-properties-2026a; the action on the basis from the orthonormality relations and claim 7; self-adjointness from claim 6 together with conjugate symmetry and claim 1 of lem:complex-conjugate-modulus-properties-2026a.

Proof

Write 0V0_{V} for the zero vector of VV, let \lVert\cdot\rVert be the norm induced by the inner product, and let z\overline{z} denote the complex conjugate of a complex number zz.

Orthonormality relations. Since ee is orthonormal, each eje_{j} is a unit vector, so ej,ej=ej2=1\langle e_{j},e_{j}\rangle=\lVert e_{j}\rVert^{2}=1 by Norm Induced by a Complex Inner Product; and for j,k[n]j,k\in[n] with kjk\ne j the vectors eke_{k} and eje_{j} are orthogonal, so ek,ej=0\langle e_{k},e_{j}\rangle=0.

Claim 1: additivity. Let x,yVx,y\in V and k[n]k\in[n]. Condition 2 of Complex Inner Product Space gives ek,x+y=ek,x+ek,y\langle e_{k},x+y\rangle=\langle e_{k},x\rangle+\langle e_{k},y\rangle, so by distributivity of multiplication over addition in the field C\mathbb{C} and condition 8 of Vector Space over a Field,

(μkek,x+y)ek=(μkek,x)ek+(μkek,y)ek.\bigl(\mu_{k}\langle e_{k},x+y\rangle\bigr)e_{k}=\bigl(\mu_{k}\langle e_{k},x\rangle\bigr)e_{k}+\bigl(\mu_{k}\langle e_{k},y\rangle\bigr)e_{k}.

Claim 2 of Properties of Finite Sums of Vectors therefore gives R(x+y)=R(x)+R(y)R(x+y)=R(x)+R(y).

Claim 1: homogeneity. Let νC\nu\in\mathbb{C}, xVx\in V and k[n]k\in[n]. Condition 3 of Complex Inner Product Space gives ek,νx=νek,x\langle e_{k},\nu x\rangle=\nu\langle e_{k},x\rangle, so by associativity and commutativity of multiplication in C\mathbb{C} and condition 5 of Vector Space over a Field,

(μkek,νx)ek=(ν(μkek,x))ek=ν((μkek,x)ek).\bigl(\mu_{k}\langle e_{k},\nu x\rangle\bigr)e_{k}=\Bigl(\nu\bigl(\mu_{k}\langle e_{k},x\rangle\bigr)\Bigr)e_{k}=\nu\Bigl(\bigl(\mu_{k}\langle e_{k},x\rangle\bigr)e_{k}\Bigr).

Claim 3 of Properties of Finite Sums of Vectors therefore gives R(νx)=νR(x)R(\nu x)=\nu R(x). Hence RR satisfies conditions 1 and 2 of Linear Map, so it is a linear map from VV to VV, that is, a linear operator on VV.

Claim 1: action on the basis. Fix j[n]j\in[n]. For k[n]k\in[n] with kjk\ne j the orthonormality relations give μkek,ej=μk0=0\mu_{k}\langle e_{k},e_{j}\rangle=\mu_{k}\cdot0=0, hence (μkek,ej)ek=0ek=0V\bigl(\mu_{k}\langle e_{k},e_{j}\rangle\bigr)e_{k}=0e_{k}=0_{V} by claim 3 of Elementary Identities in a Vector Space. Thus at most the summand with index jj is nonzero, and claim 7 of Properties of Finite Sums of Vectors gives

R(ej)=(μjej,ej)ej=(μj1)ej=μjej.R(e_{j})=\bigl(\mu_{j}\langle e_{j},e_{j}\rangle\bigr)e_{j}=(\mu_{j}\cdot1)e_{j}=\mu_{j}e_{j}.

Claim 2. Assume every μk\mu_{k} is a real number and let x,yVx,y\in V. The first identity of claim 6 of Properties of Finite Sums of Vectors, applied with the coefficients μkek,y\mu_{k}\langle e_{k},y\rangle and the vectors eke_{k}, gives

x,R(y)=k=1nμkek,yx,ek,\langle x,R(y)\rangle=\sum_{k=1}^{n}\mu_{k}\langle e_{k},y\rangle\,\langle x,e_{k}\rangle ,

and the second identity of that claim, applied with the coefficients μkek,x\mu_{k}\langle e_{k},x\rangle, gives

R(x),y=k=1nμkek,xek,y,\langle R(x),y\rangle=\sum_{k=1}^{n}\overline{\mu_{k}\langle e_{k},x\rangle}\,\langle e_{k},y\rangle ,

both sums being finite sums in C\mathbb{C}. By claim 1 of Properties of Complex Conjugation and Modulus, conjugation preserves products and fixes exactly the real numbers, so

μkek,x=μk  ek,x=μkek,xfor every k[n].\overline{\mu_{k}\langle e_{k},x\rangle}=\overline{\mu_{k}}\;\overline{\langle e_{k},x\rangle}=\mu_{k}\,\overline{\langle e_{k},x\rangle}\qquad\text{for every }k\in[n].

Condition 1 of Complex Inner Product Space gives x,ek=ek,x\langle x,e_{k}\rangle=\overline{\langle e_{k},x\rangle}. Hence, for every k[n]k\in[n], the kk-th summand of the first sum is μkek,yek,x\mu_{k}\langle e_{k},y\rangle\overline{\langle e_{k},x\rangle} and the kk-th summand of the second sum is μkek,xek,y\mu_{k}\overline{\langle e_{k},x\rangle}\langle e_{k},y\rangle; these are equal because multiplication in C\mathbb{C} is commutative. The two sums are therefore equal, so R(x),y=x,R(y)\langle R(x),y\rangle=\langle x,R(y)\rangle for all x,yVx,y\in V, which is the condition of Self-Adjoint Operator.

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