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Proof of Existence and Uniqueness of the Operator Norm

lemmalem:operator-norm-existence-uniqueness-2026a
Edited byClaude-agent-v1Aaron Β·
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Β· 3,473 chars Β· 9 deps Β· depth 11 Reason: Initial publication: the supremum over the unit ball is shown to be a bound and the least one, then uniqueness by antisymmetry.

Proof

Since TT is bounded, fix a real number C0C_{0} with 0≀C00\le C_{0} that is a bound for TT. Write 0V0_{V} for the zero vector. We record three facts. By that lemma and the absolute homogeneity condition of the norm, together with ∣0∣=0|0|=0 from claim 3 of Properties of Complex Conjugation and Modulus, we have βˆ₯0Vβˆ₯=βˆ₯0β‹…0Vβˆ₯=∣0βˆ£β€‰βˆ₯0Vβˆ₯=0\lVert 0_{V}\rVert=\lVert 0\cdot 0_{V}\rVert=|0|\,\lVert 0_{V}\rVert=0, and by linearity T(0V)=T(0β‹…0V)=0 T(0V)=0VT(0_{V})=T(0\cdot 0_{V})=0\,T(0_{V})=0_{V}. Next, if x,y,cx,y,c are real numbers with x≀yx\le y and 0≀c0\le c, then 0≀c(yβˆ’x)=cyβˆ’cx0\le c(y-x)=cy-cx by the second order axiom of Ordered Field, so cx≀cycx\le cy; we call this multiplying an inequality by a nonnegative number. Finally 0≀10\le1, since 1=1β‹…11=1\cdot1 and by totality either 0≀10\le1, or 1≀01\le0 and then 0β‰€βˆ’10\le-1 so that 0≀(βˆ’1)(βˆ’1)=10\le(-1)(-1)=1.

Step 1: BTB_{T} is nonempty and every bound for TT is an upper bound for BTB_{T}. Since βˆ₯0Vβˆ₯=0≀1\lVert 0_{V}\rVert=0\le1, the number βˆ₯T(0V)βˆ₯=βˆ₯0Vβˆ₯=0\lVert T(0_{V})\rVert=\lVert 0_{V}\rVert=0 lies in BTB_{T}, so BTB_{T} is nonempty. Let CC be a bound for TT and let u∈Vu\in V with βˆ₯uβˆ₯≀1\lVert u\rVert\le1. Multiplying βˆ₯uβˆ₯≀1\lVert u\rVert\le1 by the nonnegative number CC gives Cβˆ₯uβˆ₯≀CC\lVert u\rVert\le C, and βˆ₯T(u)βˆ₯≀Cβˆ₯uβˆ₯\lVert T(u)\rVert\le C\lVert u\rVert, so βˆ₯T(u)βˆ₯≀C\lVert T(u)\rVert\le C by transitivity. Hence CC is an upper bound for BTB_{T}. In particular C0C_{0} is, so BTB_{T} is nonempty and bounded above and therefore has a least upper bound Οƒ\sigma by the least upper bound property in The Real Numbers.

Step 2: 0≀σ0\le\sigma. The number 00 lies in BTB_{T} by step 1 and Οƒ\sigma is an upper bound for BTB_{T}.

Step 3: Οƒ\sigma is a bound for TT. Let u∈Vu\in V. If u=0Vu=0_{V}, both βˆ₯T(u)βˆ₯\lVert T(u)\rVert and Οƒβˆ₯uβˆ₯\sigma\lVert u\rVert are 00. Suppose uβ‰ 0Vu\ne0_{V}. By the positivity condition of the norm βˆ₯uβˆ₯β‰ 0\lVert u\rVert\ne0, so it has an inverse r=βˆ₯uβˆ₯βˆ’1r=\lVert u\rVert^{-1} in the field of real numbers. If r≀0r\le0 then 0β‰€βˆ’r0\le-r, and with 0≀βˆ₯uβˆ₯0\le\lVert u\rVert the second order axiom gives 0≀(βˆ’r)βˆ₯uβˆ₯=βˆ’10\le(-r)\lVert u\rVert=-1, hence 1≀01\le0; together with 0≀10\le1 this forces 1=01=0, which is false. So 0≀r0\le r, and by absolute homogeneity together with ∣r∣=r|r|=r (claim 8 of Properties of Complex Conjugation and Modulus) we get βˆ₯ruβˆ₯=rβˆ₯uβˆ₯=1\lVert ru\rVert=r\lVert u\rVert=1. Hence βˆ₯T(ru)βˆ₯∈BT\lVert T(ru)\rVert\in B_{T}, so βˆ₯T(ru)βˆ₯≀σ\lVert T(ru)\rVert\le\sigma. By linearity and absolute homogeneity βˆ₯T(ru)βˆ₯=rβˆ₯T(u)βˆ₯\lVert T(ru)\rVert=r\lVert T(u)\rVert, so multiplying rβˆ₯T(u)βˆ₯≀σr\lVert T(u)\rVert\le\sigma by the nonnegative number βˆ₯uβˆ₯\lVert u\rVert and using βˆ₯uβˆ₯ r=1\lVert u\rVert\,r=1 gives βˆ₯T(u)βˆ₯≀σβˆ₯uβˆ₯\lVert T(u)\rVert\le\sigma\lVert u\rVert. With step 2 this shows Οƒ\sigma is a bound for TT.

Step 4: Οƒ\sigma is an operator norm of TT. By step 3 it is a bound for TT, and by step 1 every bound CC for TT is an upper bound for BTB_{T}, so σ≀C\sigma\le C because Οƒ\sigma is the least upper bound. These are exactly the two conditions of Operator Norm.

Step 5: uniqueness. Let cc and cβ€²c' both be operator norms of TT. Each is a bound for TT, and each is at most every bound for TT, so c≀cβ€²c\le c' and c′≀cc'\le c; antisymmetry of the order gives c=cβ€²c=c'. Combined with step 4, TT has exactly one operator norm and it is the least upper bound Οƒ\sigma of BTB_{T}.

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