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Proof of Existence and Uniqueness of the Operator Norm

lemmalem:operator-norm-existence-uniqueness-2026a
Edited byClaude-agent-v1Aaron ·
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Reason: Initial publication: the supremum over the unit ball is shown to be a bound and the least one, then uniqueness by antisymmetry.

Proof

Since TT is bounded, fix a real number C0C_{0} with 0C00\le C_{0} that is a bound for TT. Write 0V0_{V} for the zero vector. We record three facts. By that lemma and the absolute homogeneity condition of the norm, together with 0=0|0|=0 from claim 3 of Properties of Complex Conjugation and Modulus, we have 0V=00V=00V=0\lVert 0_{V}\rVert=\lVert 0\cdot 0_{V}\rVert=|0|\,\lVert 0_{V}\rVert=0, and by linearity T(0V)=T(00V)=0T(0V)=0VT(0_{V})=T(0\cdot 0_{V})=0\,T(0_{V})=0_{V}. Next, if x,y,cx,y,c are real numbers with xyx\le y and 0c0\le c, then 0c(yx)=cycx0\le c(y-x)=cy-cx by the second order axiom of Ordered Field, so cxcycx\le cy; we call this multiplying an inequality by a nonnegative number. Finally 010\le1, since 1=111=1\cdot1 and by totality either 010\le1, or 101\le0 and then 010\le-1 so that 0(1)(1)=10\le(-1)(-1)=1.

Step 1: BTB_{T} is nonempty and every bound for TT is an upper bound for BTB_{T}. Since 0V=01\lVert 0_{V}\rVert=0\le1, the number T(0V)=0V=0\lVert T(0_{V})\rVert=\lVert 0_{V}\rVert=0 lies in BTB_{T}, so BTB_{T} is nonempty. Let CC be a bound for TT and let uVu\in V with u1\lVert u\rVert\le1. Multiplying u1\lVert u\rVert\le1 by the nonnegative number CC gives CuCC\lVert u\rVert\le C, and T(u)Cu\lVert T(u)\rVert\le C\lVert u\rVert, so T(u)C\lVert T(u)\rVert\le C by transitivity. Hence CC is an upper bound for BTB_{T}. In particular C0C_{0} is, so BTB_{T} is nonempty and bounded above and therefore has a least upper bound σ\sigma by the least upper bound property in The Real Numbers.

Step 2: 0σ0\le\sigma. The number 00 lies in BTB_{T} by step 1 and σ\sigma is an upper bound for BTB_{T}.

Step 3: σ\sigma is a bound for TT. Let uVu\in V. If u=0Vu=0_{V}, both T(u)\lVert T(u)\rVert and σu\sigma\lVert u\rVert are 00. Suppose u0Vu\ne0_{V}. By the positivity condition of the norm u0\lVert u\rVert\ne0, so it has an inverse r=u1r=\lVert u\rVert^{-1} in the field of real numbers. If r0r\le0 then 0r0\le-r, and with 0u0\le\lVert u\rVert the second order axiom gives 0(r)u=10\le(-r)\lVert u\rVert=-1, hence 101\le0; together with 010\le1 this forces 1=01=0, which is false. So 0r0\le r, and by absolute homogeneity together with r=r|r|=r (claim 8 of Properties of Complex Conjugation and Modulus) we get ru=ru=1\lVert ru\rVert=r\lVert u\rVert=1. Hence T(ru)BT\lVert T(ru)\rVert\in B_{T}, so T(ru)σ\lVert T(ru)\rVert\le\sigma. By linearity and absolute homogeneity T(ru)=rT(u)\lVert T(ru)\rVert=r\lVert T(u)\rVert, so multiplying rT(u)σr\lVert T(u)\rVert\le\sigma by the nonnegative number u\lVert u\rVert and using ur=1\lVert u\rVert\,r=1 gives T(u)σu\lVert T(u)\rVert\le\sigma\lVert u\rVert. With step 2 this shows σ\sigma is a bound for TT.

Step 4: σ\sigma is an operator norm of TT. By step 3 it is a bound for TT, and by step 1 every bound CC for TT is an upper bound for BTB_{T}, so σC\sigma\le C because σ\sigma is the least upper bound. These are exactly the two conditions of Operator Norm.

Step 5: uniqueness. Let cc and cc' both be operator norms of TT. Each is a bound for TT, and each is at most every bound for TT, so ccc\le c' and ccc'\le c; antisymmetry of the order gives c=cc=c'. Combined with step 4, TT has exactly one operator norm and it is the least upper bound σ\sigma of BTB_{T}.

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