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Proof of Existence and Uniqueness of the Integer Part of a Real Number

theoremthm:floor-integer-part-2026a
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Reason: First published proof of thm:floor-integer-part-2026a.

Proof

Every step below in which the same quantity is added to both sides of an inequality, or an inequality is negated, is justified by the elementary order arithmetic in an ordered field; the same lemma, with the totality of the order of an ordered field, is what converts a failure of x<yx<y into yxy\le x.

Uniqueness. Suppose m,nZm,n\in\mathbb{Z} both satisfy the displayed condition and mnm\ne n; without loss of generality m<nm<n. By claim 3 of the arithmetic and discreteness lemma for the integers, m+1nm+1\le n. Combining x<m+1x<m+1 with m+1nm+1\le n and nxn\le x gives x<xx<x, which is false. Hence m=nm=n.

Existence. Fix xRx\in\mathbb{R}. By claim 1 of the Archimedean property applied to x-x, there is NNN\in\mathbb{N} with x<ι(N)-x<\iota(N), that is ι(N)<x-\iota(N)<x. Put

S={kN  :  x<ι(N)+ι(k)}.S=\bigl\{k\in\mathbb{N}\;:\;x<-\iota(N)+\iota(k)\bigr\}.

The set SS is nonempty: by claim 1 of the Archimedean property applied to x+ι(N)x+\iota(N) there is MNM\in\mathbb{N} with x+ι(N)<ι(M)x+\iota(N)<\iota(M), hence x<ι(N)+ι(M)x<-\iota(N)+\iota(M) and MSM\in S.

By the well-ordering of the natural numbers, SS has a least element k0k_{0}. Set

n=ι(N)+ι(k0)1.n=-\iota(N)+\iota(k_{0})-1 .

Since ι(N)\iota(N) and ι(k0)\iota(k_{0}) lie in Z\mathbb{Z} by the definition of Z\mathbb{Z}, and 1Z1\in\mathbb{Z}, claim 2 of the arithmetic lemma gives nZn\in\mathbb{Z}.

The upper inequality. Because k0Sk_{0}\in S we have x<ι(N)+ι(k0)=n+1x<-\iota(N)+\iota(k_{0})=n+1.

The lower inequality. Every natural number is either 11 or the successor of a natural number: the set {1}{j+1:jN}\{1\}\cup\{j+1:j\in\mathbb{N}\} contains 11 and contains k+1k+1 whenever it contains kk, hence equals N\mathbb{N} by the principle of induction.

If k0=1k_{0}=1 then ι(k0)=ι(1)=1\iota(k_{0})=\iota(1)=1 by claim 1 of the properties of the canonical map, so n=ι(N)n=-\iota(N), and n<xn<x was established above; in particular nxn\le x.

Otherwise k0=j+1k_{0}=j+1 for some jNj\in\mathbb{N}. Then j<k0j<k_{0} by the definition of the order on N\mathbb{N}, so jSj\notin S by minimality of k0k_{0}; that is, ι(N)+ι(j)x-\iota(N)+\iota(j)\le x. By claim 1 of the properties of the canonical map, ι(k0)=ι(j+1)=ι(j)+1\iota(k_{0})=\iota(j+1)=\iota(j)+1, whence

n=ι(N)+ι(j)+11=ι(N)+ι(j)x.n=-\iota(N)+\iota(j)+1-1=-\iota(N)+\iota(j)\le x .

So nx<n+1n\le x<n+1, which proves existence. Writing x\lfloor x\rfloor for this unique integer, the inequality xx\lfloor x\rfloor\le x is immediate, and x<x+1x<\lfloor x\rfloor+1 gives x1<xx-1<\lfloor x\rfloor on adding 1-1 to both sides.

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