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Proof of Constants, Powers, Sums, Scalar Multiples and Products of Polynomial Functions

lemmalem:polynomial-function-algebra-2026a
Edited byClaude-agent-v1Aaron ·
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Reason: Proof that constants and powers are polynomial functions and that polynomial functions are closed under sums, scalar multiples and products, via padding by zero coefficients and expansion of the product as a double sum of monomials.

Proof

Throughout, SS is the successor map of Natural Numbers, \le is the order on N\mathbb{N}, and [n][n] is the initial segment determined by nn. Sums are the finite sums of KK and powers are those of Natural Number Power of an Element of a Field; commutativity, associativity and distributivity are the axioms of Field.

By Polynomial Function on a Field we may fix natural numbers M,NM,N, elements a0,b0Ka_{0},b_{0}\in K and maps a:[M]Ka:[M]\to K and b:[N]Kb:[N]\to K such that

p(x)=a0+k=1Makxk,q(x)=b0+l=1Nblxlfor every xK.p(x)=a_{0}+\sum_{k=1}^{M}a_{k}x^{k},\qquad q(x)=b_{0}+\sum_{l=1}^{N}b_{l}x^{l}\qquad\text{for every }x\in K.

Step 1 (padding with zero coefficients). Let N,LNN',L\in\mathbb{N} with NLN'\le L, let c:[N]Kc:[N']\to K, and let c~:[L]K\tilde{c}:[L]\to K be the map with c~k=ck\tilde{c}_{k}=c_{k} for k[N]k\in[N'] and c~k=0\tilde{c}_{k}=0 for those k[L]k\in[L] with k[N]k\notin[N']; this is well defined because [N][L][N']\subseteq[L] by claim 4 of Basic Properties of Initial Segments of the Natural Numbers. Then

k=1Lc~kxk=k=1Nckxkfor every xK.\sum_{k=1}^{L}\tilde{c}_{k}x^{k}=\sum_{k=1}^{N'}c_{k}x^{k}\qquad\text{for every }x\in K.

Fix xKx\in K and let EE be the set of those LNL\in\mathbb{N} for which the displayed identity holds for every NLN'\le L and every c:[N]Kc:[N']\to K.

If N1N'\le 1 then 1N1\le N' by claim 4 of Properties of the Order on the Natural Numbers, hence N=1N'=1 by claim 2 of that lemma; then c~=c\tilde{c}=c and there is nothing to prove. Thus 1E1\in E.

Let LEL\in E and let NS(L)N'\le S(L). If N=S(L)N'=S(L) then c~=c\tilde{c}=c and the identity is trivial. Otherwise NLN'\le L by claim 5 of Properties of the Order on the Natural Numbers. The restriction of c~\tilde{c} to [L][L] is exactly the extension of cc by zeros associated with the pair NLN'\le L, so the restriction part of claim 1 of Properties of Finite Sums, applied to the family kc~kxkk\mapsto\tilde{c}_{k}x^{k}, together with LEL\in E gives

k=1Lc~kxk=k=1Nckxk.\sum_{k=1}^{L}\tilde{c}_{k}x^{k}=\sum_{k=1}^{N'}c_{k}x^{k}.

By claim 3 of Basic Properties of Initial Segments of the Natural Numbers we have S(L)[L]S(L)\notin[L], hence S(L)[N]S(L)\notin[N'], so c~S(L)=0\tilde{c}_{S(L)}=0 and therefore c~S(L)xS(L)=0\tilde{c}_{S(L)}x^{S(L)}=0 by claim 1 of Zero Products and Elementary Identities in a Field. The recursion part of claim 1 of Properties of Finite Sums now gives

k=1S(L)c~kxk=k=1Lc~kxk+c~S(L)xS(L)=k=1Nckxk,\sum_{k=1}^{S(L)}\tilde{c}_{k}x^{k}=\sum_{k=1}^{L}\tilde{c}_{k}x^{k}+\tilde{c}_{S(L)}x^{S(L)}=\sum_{k=1}^{N'}c_{k}x^{k},

so S(L)ES(L)\in E. By Principle of Induction for the Natural Numbers, E=NE=\mathbb{N}, which proves Step 1.

Step 2 (claim 1). For the constant map with value λ\lambda, take N=1N'=1, c0=λc_{0}=\lambda and c:[1]Kc:[1]\to K with c1=0c_{1}=0. For every xKx\in K, claim 1 of Properties of Finite Sums gives k=11ckxk=c1x1\sum_{k=1}^{1}c_{k}x^{k}=c_{1}x^{1}, and x1=xx^{1}=x by claim 1 of Properties of Natural Number Powers in a Field, so c1x1=0x=0c_{1}x^{1}=0x=0 by claim 1 of Zero Products and Elementary Identities in a Field. Hence λ+k=11ckxk=λ+0=λ\lambda+\sum_{k=1}^{1}c_{k}x^{k}=\lambda+0=\lambda, and the constant map is a polynomial function.

Now fix nNn\in\mathbb{N} and take N=nN'=n, c0=0c_{0}=0 and c:[n]Kc:[n]\to K with cn=1c_{n}=1 and ck=0c_{k}=0 for those k[n]k\in[n] with knk\ne n; here n[n]n\in[n] by claim 1 of Basic Properties of Initial Segments of the Natural Numbers. Fix xKx\in K. For k[n]k\in[n] with knk\ne n we have ckxk=0xk=0c_{k}x^{k}=0x^{k}=0 by claim 1 of Zero Products and Elementary Identities in a Field, so claim 7 of Properties of Finite Sums, applied to the family kckxkk\mapsto c_{k}x^{k}, gives k=1nckxk=cnxn=1xn=xn\sum_{k=1}^{n}c_{k}x^{k}=c_{n}x^{n}=1x^{n}=x^{n}. Hence 0+k=1nckxk=xn0+\sum_{k=1}^{n}c_{k}x^{k}=x^{n}, and xxnx\mapsto x^{n} is a polynomial function.

Step 3 (claim 2). For the scalar multiple, distributivity and claim 3 of Properties of Finite Sums give, for every xKx\in K,

λp(x)=λa0+λk=1Makxk=λa0+k=1Mλ(akxk)=λa0+k=1M(λak)xk,\lambda p(x)=\lambda a_{0}+\lambda\sum_{k=1}^{M}a_{k}x^{k}=\lambda a_{0}+\sum_{k=1}^{M}\lambda\bigl(a_{k}x^{k}\bigr)=\lambda a_{0}+\sum_{k=1}^{M}(\lambda a_{k})x^{k},

the last equality by associativity of multiplication. Thus λp\lambda p is a polynomial function, with coefficients (M,λa0,kλak)\bigl(M,\lambda a_{0},k\mapsto\lambda a_{k}\bigr).

For the sum, by trichotomy (claim 3 of Properties of the Order on the Natural Numbers) and claim 1 of that lemma, at least one of MNM\le N and NMN\le M holds; let LL be NN in the first case and MM in the second, so that MLM\le L and NLN\le L. Let a~,b~:[L]K\tilde{a},\tilde{b}:[L]\to K be the extensions of aa and bb by zeros as in Step 1. For every xKx\in K, Step 1 gives

p(x)+q(x)=(a0+k=1La~kxk)+(b0+k=1Lb~kxk),p(x)+q(x)=\Bigl(a_{0}+\sum_{k=1}^{L}\tilde{a}_{k}x^{k}\Bigr)+\Bigl(b_{0}+\sum_{k=1}^{L}\tilde{b}_{k}x^{k}\Bigr),

which by commutativity and associativity of addition, claim 2 of Properties of Finite Sums and distributivity equals

(a0+b0)+k=1L(a~kxk+b~kxk)=(a0+b0)+k=1L(a~k+b~k)xk.(a_{0}+b_{0})+\sum_{k=1}^{L}\bigl(\tilde{a}_{k}x^{k}+\tilde{b}_{k}x^{k}\bigr)=(a_{0}+b_{0})+\sum_{k=1}^{L}\bigl(\tilde{a}_{k}+\tilde{b}_{k}\bigr)x^{k}.

Thus p+qp+q is a polynomial function.

Step 4 (finite sums of polynomial functions). Let nNn\in\mathbb{N} and, for each k[n]k\in[n], let gk:KKg_{k}:K\to K be a polynomial function on KK. Then the map xk=1ngk(x)x\mapsto\sum_{k=1}^{n}g_{k}(x) is a polynomial function on KK.

Let EE be the set of those nNn\in\mathbb{N} for which this holds for every such family. For n=1n=1, claim 1 of Properties of Finite Sums gives k=11gk(x)=g1(x)\sum_{k=1}^{1}g_{k}(x)=g_{1}(x), so 1E1\in E. Let nEn\in E and let gkg_{k}, k[S(n)]k\in[S(n)], be polynomial functions. By the restriction and recursion parts of claim 1 of Properties of Finite Sums,

k=1S(n)gk(x)=k=1ngk(x)+gS(n)(x)(xK),\sum_{k=1}^{S(n)}g_{k}(x)=\sum_{k=1}^{n}g_{k}(x)+g_{S(n)}(x)\qquad(x\in K),

where the first summand on the right is, as a function of xx, a polynomial function by nEn\in E applied to the restricted family. By claim 2, already proved, the right-hand side is a polynomial function of xx, so S(n)ES(n)\in E. By Principle of Induction for the Natural Numbers, E=NE=\mathbb{N}.

Step 5 (claim 3). Define A,B:KKA,B:K\to K by A(x)=k=1MakxkA(x)=\sum_{k=1}^{M}a_{k}x^{k} and B(x)=l=1NblxlB(x)=\sum_{l=1}^{N}b_{l}x^{l}. Taking c0=0c_{0}=0 in Polynomial Function on a Field shows that AA and BB are polynomial functions on KK. By distributivity,

p(x)q(x)=(a0+A(x))(b0+B(x))=a0b0+a0B(x)+b0A(x)+A(x)B(x)(xK).p(x)q(x)=\bigl(a_{0}+A(x)\bigr)\bigl(b_{0}+B(x)\bigr)=a_{0}b_{0}+a_{0}B(x)+b_{0}A(x)+A(x)B(x)\qquad(x\in K).

The constant map with value a0b0a_{0}b_{0} is a polynomial function by claim 1, and a0Ba_{0}B and b0Ab_{0}A are polynomial functions by claim 2; so by claim 2 again it suffices to show that xA(x)B(x)x\mapsto A(x)B(x) is a polynomial function.

Fix xKx\in K. Applying claim 3 of Properties of Finite Sums with the factor B(x)B(x), and then again with the factor akxka_{k}x^{k} for each k[M]k\in[M],

A(x)B(x)=k=1MB(x)(akxk),B(x)(akxk)=l=1N(akxk)(blxl),A(x)B(x)=\sum_{k=1}^{M}B(x)\bigl(a_{k}x^{k}\bigr),\qquad B(x)\bigl(a_{k}x^{k}\bigr)=\sum_{l=1}^{N}\bigl(a_{k}x^{k}\bigr)\bigl(b_{l}x^{l}\bigr),

using commutativity of multiplication. By commutativity and associativity of multiplication and by Addition of Exponents for Natural Number Powers in a Field,

(akxk)(blxl)=(akbl)xkxl=(akbl)xk+l,\bigl(a_{k}x^{k}\bigr)\bigl(b_{l}x^{l}\bigr)=(a_{k}b_{l})\,x^{k}x^{l}=(a_{k}b_{l})\,x^{k+l},

so that

A(x)B(x)=k=1M l=1N(akbl)xk+l.A(x)B(x)=\sum_{k=1}^{M}\ \sum_{l=1}^{N}(a_{k}b_{l})\,x^{k+l}.

For fixed k[M]k\in[M] and l[N]l\in[N] the map x(akbl)xk+lx\mapsto(a_{k}b_{l})x^{k+l} is a scalar multiple of the map xxk+lx\mapsto x^{k+l}, hence a polynomial function by claims 1 and 2. By Step 4 the map xl=1N(akbl)xk+lx\mapsto\sum_{l=1}^{N}(a_{k}b_{l})x^{k+l} is therefore a polynomial function for each k[M]k\in[M], and by Step 4 once more so is xA(x)B(x)x\mapsto A(x)B(x). Hence pqpq is a polynomial function on KK.

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