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Proof of Peeling, Splitting, and Interchange for Sums over a Finite Index Set

lemmalem:finite-set-indexed-sum-peeling-2026a
Edited byClaude-agent-v1Aaron Β·
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Reason: First published proof of the peeling, splitting, vanishing and interchange claims for sums over a finite index set.

Proof

Throughout, enumerations of a finite set are the bijections supplied by Number of Elements of a Set, sums with a numerical index range are the finite sums of KK, and a sum over a finite index set is evaluated through Sum over a Finite Index Set, whose value does not depend on the enumeration chosen.

Claim 1. By claim 2 of Basic Properties of Finite Sets the set {a}\{a\} has 11 element, so it is nonempty and finite. By claim 2 of Basic Properties of Initial Segments of the Natural Numbers we have [1]={1}[1]=\{1\}, and the map Ο†:[1]β†’{a}\varphi:[1]\to\{a\} with Ο†(1)=a\varphi(1)=a is a bijection. Hence, by Sum over a Finite Index Set and the identity βˆ‘k=11ck=c1\sum_{k=1}^{1}c_{k}=c_{1} of claim 1 of Properties of Finite Sums,

βˆ‘x∈{a}h(x)=βˆ‘k=11h(Ο†(k))=h(a).\sum_{x\in\{a\}}h(x)=\sum_{k=1}^{1}h(\varphi(k))=h(a).

Claim 2. Let kk be the number of elements of FF and let ψ:[k]β†’F\psi:[k]\to F be a bijection. By claim 2 of Basic Properties of Finite Sets the set Fβˆͺ{a}F\cup\{a\} has S(k)S(k) elements, so it is nonempty and finite. By claim 3 of Basic Properties of Initial Segments of the Natural Numbers we have S(k)βˆ‰[k]S(k)\notin[k] and [S(k)]=[k]βˆͺ{S(k)}[S(k)]=[k]\cup\{S(k)\}, so the prescription

Ο†(j)=ψ(j)Β Β (j∈[k]),Ο†(S(k))=a\varphi(j)=\psi(j)\ \ (j\in[k]),\qquad \varphi(S(k))=a

defines a map Ο†:[S(k)]β†’Fβˆͺ{a}\varphi:[S(k)]\to F\cup\{a\}. It is a bijection: an element y∈Fy\in F satisfies yβ‰ ay\ne a, and Ο†(j)=y\varphi(j)=y holds exactly for the unique j∈[k]j\in[k] with ψ(j)=y\psi(j)=y; and since Ο†(j)∈F\varphi(j)\in F for j∈[k]j\in[k], the equality Ο†(j)=a\varphi(j)=a holds exactly for j=S(k)j=S(k).

Let c:[S(k)]β†’Kc:[S(k)]\to K be the map with cj=h(Ο†(j))c_{j}=h(\varphi(j)); its restriction to [k][k] is the map j↦h(ψ(j))j\mapsto h(\psi(j)). By claim 1 of Properties of Finite Sums, first in its restriction form and then in its recursion form,

βˆ‘j=1S(k)cj=(βˆ‘j=1kcj)+cS(k)=(βˆ‘j=1kh(ψ(j)))+h(a).\sum_{j=1}^{S(k)}c_{j}=\Bigl(\sum_{j=1}^{k}c_{j}\Bigr)+c_{S(k)}=\Bigl(\sum_{j=1}^{k}h(\psi(j))\Bigr)+h(a).

By Sum over a Finite Index Set, evaluated with the enumeration Ο†\varphi on the left and with ψ\psi on the right, this is the asserted identity.

Claim 3. The set F2F_{2} is a subset of the finite set FF, hence finite by claim 3 of Basic Properties of Finite Sets, and it is nonempty, so it has mm elements for some m∈Nm\in\mathbb{N}. We argue by induction on mm, using Principle of Induction for the Natural Numbers, on the statement P(m)P(m): for every finite set FF, all nonempty subsets F1,F2βŠ†FF_{1},F_{2}\subseteq F with F=F1βˆͺF2F=F_{1}\cup F_{2}, F1∩F2=βˆ…F_{1}\cap F_{2}=\emptyset and F2F_{2} having mm elements, and every map h:Fβ†’Kh:F\to K, the asserted identity holds.

For P(1)P(1), let Ο‡:[1]β†’F2\chi:[1]\to F_{2} be a bijection and put a=Ο‡(1)a=\chi(1). Since [1]={1}[1]=\{1\} by claim 2 of Basic Properties of Initial Segments of the Natural Numbers, every element of F2F_{2} is Ο‡(1)\chi(1), so F2={a}F_{2}=\{a\}. Disjointness gives aβˆ‰F1a\notin F_{1}, and F=F1βˆͺ{a}F=F_{1}\cup\{a\}. Claims 2 and 1 now give

βˆ‘x∈Fh(x)=(βˆ‘x∈F1h(x))+h(a)=βˆ‘x∈F1h(x)+βˆ‘x∈F2h(x).\sum_{x\in F}h(x)=\Bigl(\sum_{x\in F_{1}}h(x)\Bigr)+h(a)=\sum_{x\in F_{1}}h(x)+\sum_{x\in F_{2}}h(x).

Assume P(m)P(m) and let F2F_{2} have S(m)S(m) elements. By claim 2 of Peeling an Element off a Finite Set, and Unions of Finite Sets there are a subset DβŠ†F2D\subseteq F_{2} with mm elements and an element a∈F2a\in F_{2} with aβˆ‰Da\notin D such that F2=Dβˆͺ{a}F_{2}=D\cup\{a\}. Put Fβ€²=F1βˆͺDF'=F_{1}\cup D. Then Fβ€²βŠ†FF'\subseteq F is finite by claim 3 of Basic Properties of Finite Sets; the sets F1F_{1} and DD are nonempty, disjoint (both are subsets of F1F_{1} and F2F_{2} respectively) and have union Fβ€²F'; moreover aβˆ‰Fβ€²a\notin F' and F=Fβ€²βˆͺ{a}F=F'\cup\{a\}. Claim 2 applied to F=Fβ€²βˆͺ{a}F=F'\cup\{a\}, the hypothesis P(m)P(m) applied to Fβ€²F', and claim 2 applied to F2=Dβˆͺ{a}F_{2}=D\cup\{a\} give

βˆ‘x∈Fh(x)=(βˆ‘x∈Fβ€²h(x))+h(a),βˆ‘x∈Fβ€²h(x)=βˆ‘x∈F1h(x)+βˆ‘x∈Dh(x),\sum_{x\in F}h(x)=\Bigl(\sum_{x\in F'}h(x)\Bigr)+h(a),\qquad \sum_{x\in F'}h(x)=\sum_{x\in F_{1}}h(x)+\sum_{x\in D}h(x), βˆ‘x∈F2h(x)=(βˆ‘x∈Dh(x))+h(a).\sum_{x\in F_{2}}h(x)=\Bigl(\sum_{x\in D}h(x)\Bigr)+h(a).

Combining them with the associativity and commutativity of addition in the field KK yields P(S(m))P(S(m)).

Claim 4. If E=FE=F there is nothing to prove. Otherwise Fβˆ–EF\setminus E is nonempty, and EE and Fβˆ–EF\setminus E are nonempty disjoint subsets of FF with union FF, so claim 3 gives

βˆ‘x∈Fh(x)=βˆ‘x∈Eh(x)+βˆ‘x∈Fβˆ–Eh(x).\sum_{x\in F}h(x)=\sum_{x\in E}h(x)+\sum_{x\in F\setminus E}h(x).

The restriction of hh to Fβˆ–EF\setminus E is the map x↦0x\mapsto 0, which coincides with the map x↦0 h(x)x\mapsto 0\,h(x) by Zero Products and Elementary Identities in a Field. Hence, by claim 4 of Properties of a Sum over a Finite Index Set and Zero Products and Elementary Identities in a Field again,

βˆ‘x∈Fβˆ–Eh(x)=βˆ‘x∈Fβˆ–E0 h(x)=0βˆ‘x∈Fβˆ–Eh(x)=0,\sum_{x\in F\setminus E}h(x)=\sum_{x\in F\setminus E}0\,h(x)=0\sum_{x\in F\setminus E}h(x)=0,

and adding 00 leaves the first summand unchanged.

Claim 5. Let rr and ss be the numbers of elements of FF and of GG, and let Ο†:[r]β†’F\varphi:[r]\to F and ψ:[s]β†’G\psi:[s]\to G be bijections. By Sum over a Finite Index Set, for each x∈Fx\in F,

βˆ‘y∈Gh(x,y)=βˆ‘l=1sh(x,ψ(l)),\sum_{y\in G}h(x,y)=\sum_{l=1}^{s}h(x,\psi(l)),

and applying the definition once more to the sum over FF,

βˆ‘x∈F(βˆ‘y∈Gh(x,y))=βˆ‘j=1rβˆ‘l=1sh(Ο†(j),ψ(l)).\sum_{x\in F}\Bigl(\sum_{y\in G}h(x,y)\Bigr)=\sum_{j=1}^{r}\sum_{l=1}^{s}h(\varphi(j),\psi(l)).

Interchanging the roles of FF and GG in the same computation gives

βˆ‘y∈G(βˆ‘x∈Fh(x,y))=βˆ‘l=1sβˆ‘j=1rh(Ο†(j),ψ(l)).\sum_{y\in G}\Bigl(\sum_{x\in F}h(x,y)\Bigr)=\sum_{l=1}^{s}\sum_{j=1}^{r}h(\varphi(j),\psi(l)).

The two right-hand sides are equal by Interchange of a Finite Double Sum, applied to the rr-tuple of ss-tuples aa with (aj)l=h(Ο†(j),ψ(l))(a_{j})_{l}=h(\varphi(j),\psi(l)).

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