TheoremBase

Finitely many balls whose fourfold enlargements are compact and lie in V cover K; the least of their radii is a thickening radius, which gives the neighbourhood and the Urysohn function max(0, 1 - dist(x,K)/delta). For the partition of unity, distance functions to the complements cut K into compact pieces inside the ViV_i, and the products hih_i = (1-g_1)...(1-g_{i-1})g_i of Urysohn functions telescope to 1 - (1-g_1)...(1-g_n).

Proof

Throughout, closed subsets of compact sets are compact, compact sets are closed, the closure of a set is closed and contains it, a closed set is its own closure, and dist⁡(x,A)≤d(x,a)\operatorname{dist}(x,A)\le d(x,a) for a∈Aa\in A, with d(x,a)<rd(x,a)<r for some a∈Aa\in A whenever r>dist⁡(x,A)r>\operatorname{dist}(x,A); these are background facts of the setting. If A⊆C⊆XA\subseteq C\subseteq X, every open ball meeting AA meets CC, so cl⁡A⊆cl⁡C\operatorname{cl}A\subseteq\operatorname{cl}C by Closure of a Subset of a Metric Space (ii); in particular cl⁡A⊆C\operatorname{cl}A\subseteq C when CC is closed.

Compact thickening. Let K≠∅K\neq\emptyset. Let U\mathcal{U} be the set of open balls B(x,r)B(x,r) with x∈Kx\in K and real r>0r>0 such that Bˉ(x,4r)\bar{B}(x,4r) is compact and Bˉ(x,4r)⊆V\bar{B}(x,4r)\subseteq V.

First, U\mathcal{U} covers KK. Let x∈Kx\in K. By Locally Compact Metric Space (i) there is r0>0r_{0}>0 with Bˉ(x,r0)\bar{B}(x,r_{0}) compact, and since VV is open there is r1>0r_{1}>0 with B(x,r1)⊆VB(x,r_{1})\subseteq V. Put r=min⁡{r0,r1}/8r=\min\{r_{0},r_{1}\}/8. The closed ball Bˉ(x,4r)\bar{B}(x,4r) is closed by Compact Subsets of a Metric Space: Covers by Open Sets, Finite Unions and Increasing Covers; Sublevel Sets of the Distance and Closed Balls (iv) and lies in Bˉ(x,r0)\bar{B}(x,r_{0}), so it is compact; and it lies in B(x,r1)⊆VB(x,r_{1})\subseteq V because 4r<r14r<r_{1}. So x∈B(x,r)∈Ux\in B(x,r)\in\mathcal{U}.

Open balls are open, so by Compact Subsets of a Metric Space: Covers by Open Sets, Finite Unions and Increasing Covers; Sublevel Sets of the Distance and Closed Balls (i) some finite V⊆U\mathcal{V}\subseteq\mathcal{U} covers KK, and V≠∅\mathcal{V}\neq\emptyset because K≠∅K\neq\emptyset. For each U∈VU\in\mathcal{V} the set of pairs (x,r)(x,r) as in the definition of U\mathcal{U} with U=B(x,r)U=B(x,r) is nonempty, so by Finite Sets: the Pigeonhole Principle, Uniqueness of the Length, Subsets, Unions, Products, Images, Bounded Sets of Natural Numbers, Extreme Elements, Sets of Maps, Finite Unions and Finite Choice (xi) we may fix such a pair (xU,rU)(x_{U},r_{U}) for every U∈VU\in\mathcal{V}. Let δ>0\delta>0 be the least element of the nonempty finite set {rU:U∈V}\{r_{U}:U\in\mathcal{V}\}, given by Finite Sets: the Pigeonhole Principle, Uniqueness of the Length, Subsets, Unions, Products, Images, Bounded Sets of Natural Numbers, Extreme Elements, Sets of Maps, Finite Unions and Finite Choice (vi) and Finite Sets: the Pigeonhole Principle, Uniqueness of the Length, Subsets, Unions, Products, Images, Bounded Sets of Natural Numbers, Extreme Elements, Sets of Maps, Finite Unions and Finite Choice (viii), and let

L=⋃U∈VBˉ(xU,4rU),L=\bigcup_{U\in\mathcal{V}}\bar{B}(x_{U},4r_{U}),

the union of a finite set of compact subsets of VV (finite, as the image of V\mathcal{V} under U↦Bˉ(xU,4rU)U\mapsto\bar{B}(x_{U},4r_{U}), by Finite Sets: the Pigeonhole Principle, Uniqueness of the Length, Subsets, Unions, Products, Images, Bounded Sets of Natural Numbers, Extreme Elements, Sets of Maps, Finite Unions and Finite Choice (vi)); LL is compact by Compact Subsets of a Metric Space: Covers by Open Sets, Finite Unions and Increasing Covers; Sublevel Sets of the Distance and Closed Balls (ii), and L⊆VL\subseteq V.

Let N={y∈X:dist⁡(y,K)≤δ}N=\{y\in X:\operatorname{dist}(y,K)\le\delta\} and y∈Ny\in N. As dist⁡(y,K)<2δ\operatorname{dist}(y,K)<2\delta, there is a∈Ka\in K with d(y,a)<2δd(y,a)<2\delta, and a∈Ua\in U for some U∈VU\in\mathcal{V}, that is d(xU,a)<rUd(x_{U},a)<r_{U}. Hence

d(xU,y)≤d(xU,a)+d(a,y)<rU+2δ≤3rU<4rU,d(x_{U},y)\le d(x_{U},a)+d(a,y)<r_{U}+2\delta\le3r_{U}<4r_{U},

so y∈Ly\in L. Thus N⊆L⊆VN\subseteq L\subseteq V. As NN is closed by Compact Subsets of a Metric Space: Covers by Open Sets, Finite Unions and Increasing Covers; Sublevel Sets of the Distance and Closed Balls (vi), it is compact.

Compact neighbourhood. If K=∅K=\emptyset, take W=∅W=\emptyset: no open ball meets ∅\emptyset, so cl⁡W=∅\operatorname{cl}W=\emptyset, which is compact by Compact Subsets of a Metric Space: Covers by Open Sets, Finite Unions and Increasing Covers; Sublevel Sets of the Distance and Closed Balls (i) (the empty subset of any cover is finite by Finite Sets: the Pigeonhole Principle, Uniqueness of the Length, Subsets, Unions, Products, Images, Bounded Sets of Natural Numbers, Extreme Elements, Sets of Maps, Finite Unions and Finite Choice (iii)) and contained in VV. If K≠∅K\neq\emptyset, let δ\delta and NN be as in (i) and put W={x∈X:dist⁡(x,K)<δ}W=\{x\in X:\operatorname{dist}(x,K)<\delta\}, which is open by Compact Subsets of a Metric Space: Covers by Open Sets, Finite Unions and Increasing Covers; Sublevel Sets of the Distance and Closed Balls (v). For x∈Kx\in K we have dist⁡(x,K)≤d(x,x)=0<δ\operatorname{dist}(x,K)\le d(x,x)=0<\delta, so K⊆WK\subseteq W. Since W⊆NW\subseteq N and NN is closed, cl⁡W⊆N⊆V\operatorname{cl}W\subseteq N\subseteq V, and cl⁡W\operatorname{cl}W is compact as a closed subset of the compact set NN.

Urysohn function. If K=∅K=\emptyset, the constant function 00 is continuous with empty, hence compact, support by Continuous Functions with Compact Support: the Zero Function, Closure under Operations, Vanishing off the Support, Existence of the Maximum Modulus, and Uniform Continuity (i), and ∅⊆V\emptyset\subseteq V; so f=0f=0 lies in Cc(X)C_{c}(X) by The Space of Continuous Functions with Compact Support and the Uniform Norm (i) and has the required properties. If K≠∅K\neq\emptyset, let δ\delta and NN be as in (i) and define f:X→Rf:X\to\mathbb{R} by

f(x)=max⁡{0, 1−dist⁡(x,K)δ}.f(x)=\max\Bigl\{0,\ 1-\frac{\operatorname{dist}(x,K)}{\delta}\Bigr\}.

Since dist⁡(x,K)≥0\operatorname{dist}(x,K)\ge0, we have 0≤f(x)≤10\le f(x)\le1, and f(x)=1f(x)=1 for x∈Kx\in K, where dist⁡(x,K)=0\operatorname{dist}(x,K)=0. For real s,ts,t one has ∣max⁡{0,s}−max⁡{0,t}∣≤∣s−t∣|\max\{0,s\}-\max\{0,t\}|\le|s-t|, so with the Lipschitz estimate for the distance,

∣f(x)−f(y)∣≤∣dist⁡(x,K)−dist⁡(y,K)∣δ≤d(x,y)δ(x,y∈X).|f(x)-f(y)|\le\frac{|\operatorname{dist}(x,K)-\operatorname{dist}(y,K)|}{\delta}\le\frac{d(x,y)}{\delta}\qquad(x,y\in X).

Thus ff is Lipschitz, hence continuous. If f(x)≠0f(x)\neq0, then dist⁡(x,K)<δ\operatorname{dist}(x,K)<\delta, so x∈Nx\in N; as NN is closed, supp⁡f=cl⁡{x:f(x)≠0}⊆N⊆V\operatorname{supp}f=\operatorname{cl}\{x:f(x)\neq0\}\subseteq N\subseteq V by Support of a Real Function on a Metric Space (i), and supp⁡f\operatorname{supp}f is compact as a closed subset of NN. Hence f∈Cc(X)f\in C_{c}(X) by The Space of Continuous Functions with Compact Support and the Uniform Norm (i).

Partition of unity. Step 1: compact pieces. For i∈[n]i\in[n] define ei:X→Re_{i}:X\to\mathbb{R} by ei(x)=dist⁡(x,X∖Vi)e_{i}(x)=\operatorname{dist}(x,X\setminus V_{i}) if Vi≠XV_{i}\neq X, and ei(x)=1e_{i}(x)=1 if Vi=XV_{i}=X. Then ei(x)>0e_{i}(x)>0 if and only if x∈Vix\in V_{i}: if Vi≠XV_{i}\neq X and x∈Vix\in V_{i}, then xx lies outside the closed set X∖ViX\setminus V_{i}, so dist⁡(x,X∖Vi)>0\operatorname{dist}(x,X\setminus V_{i})>0 (positivity of the distance off a closed set); and if x∉Vix\notin V_{i}, then dist⁡(x,X∖Vi)≤d(x,x)=0\operatorname{dist}(x,X\setminus V_{i})\le d(x,x)=0. For real cc, the set {x:ei(x)>c}\{x:e_{i}(x)>c\} is open and {x:ei(x)≥c}\{x:e_{i}(x)\ge c\} is closed: for Vi≠XV_{i}\neq X they are the complements of the closed set {x:ei(x)≤c}\{x:e_{i}(x)\le c\} and of the open set {x:ei(x)<c}\{x:e_{i}(x)<c\} of Compact Subsets of a Metric Space: Covers by Open Sets, Finite Unions and Increasing Covers; Sublevel Sets of the Distance and Closed Balls (vi) and Compact Subsets of a Metric Space: Covers by Open Sets, Finite Unions and Increasing Covers; Sublevel Sets of the Distance and Closed Balls (v), and for Vi=XV_{i}=X each is XX or ∅\emptyset.

For M∈NM\in\mathbb{N} let UM=⋃i=1n{x∈X:ei(x)>1/M}U_{M}=\bigcup_{i=1}^{n}\{x\in X:e_{i}(x)>1/M\}, an open set as a union of open sets, with UM⊆UM+1U_{M}\subseteq U_{M+1} because 1/(M+1)<1/M1/(M+1)<1/M. Every x∈Kx\in K lies in some ViV_{i}, so ei(x)>0e_{i}(x)>0 and, by The Real Numbers, with the Natural Numbers, Integers and Rationals Identified with Subsets of the Reals, and Completeness (ix), ei(x)>1/Me_{i}(x)>1/M for some MM; thus the sets UMU_{M} cover KK. By Compact Subsets of a Metric Space: Covers by Open Sets, Finite Unions and Increasing Covers; Sublevel Sets of the Distance and Closed Balls (iii) there is M∈NM\in\mathbb{N} with K⊆UMK\subseteq U_{M}. For i∈[n]i\in[n] put

Ki={x∈K:ei(x)≥1/M}=K∩{x∈X:ei(x)≥1/M}.K_{i}=\{x\in K:e_{i}(x)\ge1/M\}=K\cap\{x\in X:e_{i}(x)\ge1/M\}.

Each KiK_{i} is closed, as the intersection of two closed sets, and lies in KK, so it is compact; Ki⊆ViK_{i}\subseteq V_{i} since ei>0e_{i}>0 on KiK_{i}; and K⊆K1∪⋯∪KnK\subseteq K_{1}\cup\dots\cup K_{n} since K⊆UMK\subseteq U_{M}.

Step 2: Urysohn functions. For i∈[n]i\in[n], the set of g∈Cc(X)g\in C_{c}(X) with 0≤g≤10\le g\le1, g=1g=1 on KiK_{i} and supp⁡g⊆Vi\operatorname{supp}g\subseteq V_{i} is nonempty by (iii), applied to the compact set KiK_{i} and the open set Vi⊇KiV_{i}\supseteq K_{i}. By Finite Sets: the Pigeonhole Principle, Uniqueness of the Length, Subsets, Unions, Products, Images, Bounded Sets of Natural Numbers, Extreme Elements, Sets of Maps, Finite Unions and Finite Choice (xi) there are such functions g1,…,gng_{1},\dots,g_{n}, gig_{i} belonging to the ii-th set.

Step 3: the partition. For i∈[n+1]i\in[n+1] and x∈Xx\in X put

Pi(x)=∏j=1i−1(1−gj(x)),so P1=1 and Pi+1=Pi (1−gi),P_{i}(x)=\prod_{j=1}^{i-1}\bigl(1-g_{j}(x)\bigr),\qquad\text{so }P_{1}=1\text{ and }P_{i+1}=P_{i}\,(1-g_{i}),

and for i∈[n]i\in[n] put hi=Pi gih_{i}=P_{i}\,g_{i}. Since 0≤1−gj≤10\le1-g_{j}\le1, induction on ii gives 0≤Pi≤10\le P_{i}\le1, hence 0≤hi≤10\le h_{i}\le1; and since constants, sums, real multiples and products of continuous real functions are continuous, induction on ii gives that 1−gi1-g_{i}, PiP_{i} and hih_{i} are continuous. If hi(x)≠0h_{i}(x)\neq0 then gi(x)≠0g_{i}(x)\neq0, so supp⁡hi⊆supp⁡gi⊆Vi\operatorname{supp}h_{i}\subseteq\operatorname{supp}g_{i}\subseteq V_{i}, and supp⁡hi\operatorname{supp}h_{i} is compact as a closed subset of the compact set supp⁡gi\operatorname{supp}g_{i}. Hence hi∈Cc(X)h_{i}\in C_{c}(X).

From Pi+1=Pi−PigiP_{i+1}=P_{i}-P_{i}g_{i} we get hi=Pi−Pi+1h_{i}=P_{i}-P_{i+1}, and the sum telescopes:

∑i=1nhi(x)=P1(x)−Pn+1(x)=1−∏j=1n(1−gj(x))(x∈X).\sum_{i=1}^{n}h_{i}(x)=P_{1}(x)-P_{n+1}(x)=1-\prod_{j=1}^{n}\bigl(1-g_{j}(x)\bigr)\qquad(x\in X).

As Pn+1≥0P_{n+1}\ge0, the sum is at most 11 everywhere. If x∈Kx\in K, then x∈Kjx\in K_{j} for some j∈[n]j\in[n], so gj(x)=1g_{j}(x)=1, the factor 1−gj(x)1-g_{j}(x) vanishes, Pn+1(x)=0P_{n+1}(x)=0, and the sum equals 11.

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