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The Quartic Bump: Making a Local Maximum Strict without Changing the Test Data

The function x↦∥x−z∥4x\mapsto\lVert x-z\rVert^{4} is of class C2C^{2} with vanishing gradient and Hessian at zz, and is positive away from zz. Adding it to a test function turns a local maximum at zz into a strict one while leaving the gradient and Hessian at zz unchanged.

Statement

Throughout we work in the setting of Second-Order Equations on Euclidean Open Sets, whose notation, including that of Euclidean Space and Real Matrices: Standing Notation on which it rests, is in force in the dimension nn, a natural number with 1≤n1\le n. In addition we abbreviate ∥w∥4=∥w∥2∥w∥2\lVert w\rVert^{4}=\lVert w\rVert^{2}\lVert w\rVert^{2} for w∈Rnw\in\mathbb{R}^{n}.

Let V⊆RnV\subseteq\mathbb{R}^{n} be open, let z∈Vz\in V, and let β:V→R\beta:V\to\mathbb{R} be the function given by

β(x)=∥x−z∥4for x∈V.\beta(x)=\lVert x-z\rVert^{4}\qquad\text{for }x\in V .

Then the following hold.

1. (Regularity) β\beta is of class C2C^{2} on VV, and

Dβ(z)=0Rn,D2β(z)=0n.D\beta(z)=0_{\mathbb{R}^{n}},\qquad D^{2}\beta(z)=0_{n}.

2. (Positivity) 0≤β(x)0\le\beta(x) for every x∈Vx\in V, and β(x)=0\beta(x)=0 if and only if x=zx=z.

3. (Strict maximum) Let S⊆VS\subseteq V with z∈Sz\in S, let h:S→Rh:S\to\mathbb{R}, and let φ:V→R\varphi:V\to\mathbb{R} be of class C2C^{2} on VV. Suppose that the function S→RS\to\mathbb{R} whose value at xx is h(x)−φ(x)h(x)-\varphi(x) has a local maximum at zz relative to SS. Let ψ:V→R\psi:V\to\mathbb{R} be given by ψ(x)=φ(x)+β(x)\psi(x)=\varphi(x)+\beta(x). Then ψ\psi is of class C2C^{2} on VV,

Dψ(z)=Dφ(z),D2ψ(z)=D2φ(z),D\psi(z)=D\varphi(z),\qquad D^{2}\psi(z)=D^{2}\varphi(z),

and the function S→RS\to\mathbb{R} whose value at xx is h(x)−ψ(x)h(x)-\psi(x) has a strict local maximum at zz relative to SS.

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