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Scaled Cutoffs and the Second-Moment Test Functions: Uniform Derivative Bounds and Agreement on a Ball

Rescaling a smooth bump function by a radius R gives smooth compactly supported cutoffs whose first and second partial derivatives are bounded by constants times 1/R and 1/R^2; multiplying the cutoff by half the squared norm gives smooth compactly supported functions whose gradient is bounded by a constant times the norm, whose second derivatives are uniformly bounded, and which agree with half the squared norm on the ball of radius R.

Statement

Adopt Differential Calculus and Convexity on Euclidean Open Sets: Standing Notation and fix a dimension qq. Smoothness of a function Rq→R\mathbb{R}^{q}\to\mathbb{R} is that of Smooth Functions on an Open Subset of ℝⁿ on Rq\mathbb{R}^{q}, which is open by claim 1 of Euclidean Space Is Open in Itself; compact support is that of Compactly Supported Real-Valued Function for the topology of the open subsets of Rq\mathbb{R}^{q} (The Open Subsets of a Metric Space Form a Topology and Euclidean Openness Agrees with Metric Openness on Rn\mathbb{R}^n); and Δf=∑i=1q∂i∂if\Delta f=\sum_{i=1}^{q}\partial_{i}\partial_{i}f is the Laplacian of a function ff of class C2C^{2} on Rq\mathbb{R}^{q}. For i,j∈[q]i,j\in[q], δij\delta_{ij} denotes the entry in row ii and column jj of the identity matrix IqI_{q}, so δij=1\delta_{ij}=1 if i=ji=j and δij=0\delta_{ij}=0 otherwise; t2\tfrac{t}{2} is as in Differential Calculus and Convexity on Euclidean Open Sets: Standing Notation (v); and ι(q)\iota(q), abbreviated qq where a real number is required, is the image of qq in R\mathbb{R} under the canonical map of The Canonical Map from the Natural Numbers to a Field, so that qM=ι(q)MqM=\iota(q)M for a real number MM.

Let χ:Rq→R\chi:\mathbb{R}^{q}\to\mathbb{R} be smooth with 0≤χ(x)≤10\le\chi(x)\le1 for every xx, χ(x)=1\chi(x)=1 whenever ∥x∥≤1\lVert x\rVert\le1 and χ(x)=0\chi(x)=0 whenever ∥x∥≥2\lVert x\rVert\ge2; such a function exists by Existence of a Smooth Plateau Function on Euclidean Space with x0=0Rqx_{0}=0_{\mathbb{R}^{q}}, r=1r=1 and s=2s=2, since ∥x−0Rq∥=∥x∥\lVert x-0_{\mathbb{R}^{q}}\rVert=\lVert x\rVert. For every positive real number RR define χR,ψR:Rq→R\chi_{R},\psi_{R}:\mathbb{R}^{q}\to\mathbb{R} by

χR(x)=χ(R−1x),ψR(x)=12 χR(x) ∥x∥2.\chi_{R}(x)=\chi\bigl(R^{-1}x\bigr),\qquad \psi_{R}(x)=\tfrac{1}{2}\,\chi_{R}(x)\,\lVert x\rVert^{2}.

1. (Cutoffs) For every positive RR the function χR\chi_{R} is smooth and compactly supported, 0≤χR(x)≤10\le\chi_{R}(x)\le1 for every xx, χR(x)=1\chi_{R}(x)=1 whenever ∥x∥≤R\lVert x\rVert\le R, and χR(x)=0\chi_{R}(x)=0 whenever ∥x∥≥2R\lVert x\rVert\ge2R. Moreover there are nonnegative real numbers M1,M2M_{1},M_{2}, not depending on RR, such that for every positive RR, every x∈Rqx\in\mathbb{R}^{q} and all i,j∈[q]i,j\in[q],

∣∂iχR(x)∣≤M1R−1,∣∂j∂iχR(x)∣≤M2R−2.|\partial_{i}\chi_{R}(x)|\le M_{1}R^{-1},\qquad |\partial_{j}\partial_{i}\chi_{R}(x)|\le M_{2}R^{-2}.

2. (Second-moment test functions) For every positive RR the function ψR\psi_{R} is smooth and compactly supported, and there is a nonnegative real number MM, not depending on RR, such that for every positive RR, every x∈Rqx\in\mathbb{R}^{q} and all i,j∈[q]i,j\in[q],

∣∂iψR(x)∣≤M ∥x∥,∣∂j∂iψR(x)∣≤M,∣ΔψR(x)∣≤qM.|\partial_{i}\psi_{R}(x)|\le M\,\lVert x\rVert,\qquad |\partial_{j}\partial_{i}\psi_{R}(x)|\le M,\qquad |\Delta\psi_{R}(x)|\le qM .

3. (Agreement on the ball) For every positive RR, every x∈Rqx\in\mathbb{R}^{q} with ∥x∥<R\lVert x\rVert<R and all i,j∈[q]i,j\in[q],

ψR(x)=12∥x∥2,∂iψR(x)=xi,∂j∂iψR(x)=δij,ΔψR(x)=q.\psi_{R}(x)=\tfrac{1}{2}\lVert x\rVert^{2},\qquad \partial_{i}\psi_{R}(x)=x_{i},\qquad \partial_{j}\partial_{i}\psi_{R}(x)=\delta_{ij},\qquad \Delta\psi_{R}(x)=q .

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