TheoremBase

A Smooth Variational Principle of Borwein-Preiss Type with a Gauge on a Complete Metric Space

An upper semicontinuous function bounded above on a complete metric space, perturbed by a summable series of gauge terms centred at a convergent sequence of points, attains a strict maximum at a point whose value is at least that of any prescribed starting point.

Statement

In the setting of The Real Numbers: Standing Notation and Background, let (X,d)(X,d) be a metric space that is complete with X≠∅X\ne\varnothing, and let f:X→Rf:X\to\mathbb{R} be upper semicontinuous on XX and bounded above. Let G≥0G\ge0 be real and let g:X×X→Rg:X\times X\to\mathbb{R} satisfy g(x,x)=0g(x,x)=0 and 0≤g(x,y)≤G0\le g(x,y)\le G for all x,y∈Xx,y\in X, be such that g(⋅,y):X→Rg(\cdot,y):X\to\mathbb{R} is lower semicontinuous on XX for every y∈Xy\in X, and be such that for every real η>0\eta>0 there is a real β>0\beta>0 with d(x,y)<ηd(x,y)<\eta for all x,y∈Xx,y\in X with g(x,y)≤βg(x,y)\le\beta. Let (ck)k∈N(c_{k})_{k\in\mathbb{N}} be a sequence of positive reals whose series converges, let ε>0\varepsilon>0 be real, and let x1∈Xx_{1}\in X satisfy f(x1)≥sup⁡x∈Xf(x)−εf(x_{1})\ge\sup_{x\in X}f(x)-\varepsilon.

Then there are xˉ∈X\bar{x}\in X and a sequence (xk)k∈N(x_{k})_{k\in\mathbb{N}} in XX whose first term is the given point x1x_{1} such that, for every x∈Xx\in X, the series ∑k=1∞ck g(x,xk)\sum_{k=1}^{\infty}c_{k}\,g(x,x_{k}) converges, and, writing

Φ(x)=f(x)−∑k=1∞ck g(x,xk)(x∈X),\Phi(x)=f(x)-\sum_{k=1}^{\infty}c_{k}\,g(x,x_{k})\qquad(x\in X),

the following hold.

1. (Centres) The sequence (xk)k∈N(x_{k})_{k\in\mathbb{N}} converges to xˉ\bar{x} in (X,d)(X,d).

2. (Value) Φ(xˉ)≥f(x1)\Phi(\bar{x})\ge f(x_{1}).

3. (Strict maximum) Φ(x)<Φ(xˉ)\Phi(x)<\Phi(\bar{x}) for every x∈Xx\in X with x≠xˉx\ne\bar{x}.

4. (Localisation) c1 g(xˉ,x1)≤εc_{1}\,g(\bar{x},x_{1})\le\varepsilon.

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