TheoremBase

Gradients at Relative Extrema on the Unitary Law Space: Signs on Inward Tangent Vectors and Vanishing on Two-Sided Ones

At a relative minimum on the unitary law space, the gradient of a test function is nonnegative on inward and zero on two-sided tangent vectors; the reverse holds at a relative maximum.

Statement

In the setting of Real Hilbert Spaces: Standing Notation and Background, which puts the conventions of The Real Numbers: Standing Notation and Background in force, let N\mathbb{N} be the natural numbers, let d∈Nd\in\mathbb{N}, let Ld\mathcal{L}_{d} be the set of unitary laws of dd-tuples, and let the gauge space EdE_{d} with its inner product ⟨⋅,⋅⟩d\langle\cdot,\cdot\rangle_{d} and norm ∥⋅∥d\lVert\cdot\rVert_{d} be as in The Word Gauge: Weights, the Space of Weighted Square-Summable Word Functions, Its Norm and Inner Product, and the Length-Weighted Gauge, and the embedding ιd\iota_{d} and the gauge distance dLd_{\mathcal{L}} as in The Embedding of Unitary Laws into the Word Gauge Space and the Gauge Distance. By The Word Gauge Space Is a Real Hilbert Space, and the Unitary Laws Form a Compact Metric Space in It §inner-product, EdE_{d} is a real inner product space with norm ∥⋅∥d\lVert\cdot\rVert_{d}, and it is open in its own metric space, by Real Hilbert Spaces: Standing Notation and Background §topology; so Fréchet Differentiability and the Gradient on an Open Subset of a Real Inner Product Space applies with E=EdE=E_{d} and U=EdU=E_{d}. By The Word Gauge Space Is a Real Hilbert Space, and the Unitary Laws Form a Compact Metric Space in It §metric (Ld,dL)(\mathcal{L}_{d},d_{\mathcal{L}}) is a metric space. Let Tλ+T^{+}_{\lambda} and Tλ±T^{\pm}_{\lambda} be the sets of inward and two-sided tangent vectors. Let F:Ed→RF:E_{d}\to\mathbb{R}, let λ∈Ld\lambda\in\mathcal{L}_{d}, and suppose that FF is differentiable at ιd(λ)\iota_{d}(\lambda), with gradient DF(ιd(λ))DF(\iota_{d}(\lambda)). Write F∘ιdF\circ\iota_{d} for the map μ↦F(ιd(μ))\mu\mapsto F(\iota_{d}(\mu)) on Ld\mathcal{L}_{d}.

Then the following hold.

1. (Relative minimum) If F∘ιdF\circ\iota_{d} has a local minimum at λ\lambda relative to Ld\mathcal{L}_{d} in (Ld,dL)(\mathcal{L}_{d},d_{\mathcal{L}}), then 0≤⟨DF(ιd(λ)),v⟩d0\le\langle DF(\iota_{d}(\lambda)),v\rangle_{d} for every v∈Tλ+v\in T^{+}_{\lambda}, and ⟨DF(ιd(λ)),v⟩d=0\langle DF(\iota_{d}(\lambda)),v\rangle_{d}=0 for every v∈Tλ±v\in T^{\pm}_{\lambda}.

2. (Relative maximum) If F∘ιdF\circ\iota_{d} has a local maximum at λ\lambda relative to Ld\mathcal{L}_{d} in (Ld,dL)(\mathcal{L}_{d},d_{\mathcal{L}}), then ⟨DF(ιd(λ)),v⟩d≤0\langle DF(\iota_{d}(\lambda)),v\rangle_{d}\le0 for every v∈Tλ+v\in T^{+}_{\lambda}, and ⟨DF(ιd(λ)),v⟩d=0\langle DF(\iota_{d}(\lambda)),v\rangle_{d}=0 for every v∈Tλ±v\in T^{\pm}_{\lambda}.

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