TheoremBase

Semicontinuity and the Semicontinuous Envelopes are Local Notions

Whether a function is semicontinuous at a point, and the values of its semicontinuous envelopes near that point, depend only on the restriction of the function to a closed ball around it.

Statement

Let (M,d)(M,d) be a metric space, let S⊆MS\subseteq M be nonempty, let R\mathbb{R} be the set of real numbers with the addition and the order ≤\le of its ordered field structure, where a<ba<b means that a≤ba\le b and a≠ba\ne b and a−ba-b abbreviates a+(−b)a+(-b), and let u:S→Ru:S\to\mathbb{R}.

Let x∈Sx\in S and let r∈Rr\in\mathbb{R} be positive. Put

Sr={y∈S:d(y,x)≤r},S_{r}=\{y\in S:d(y,x)\le r\},

which contains xx, since d(x,x)=0d(x,x)=0 by the metric axioms and 0≤r0\le r; in particular SrS_{r} is nonempty. Let u∣Sr:Sr→Ru|_{S_{r}}:S_{r}\to\mathbb{R} be the function whose value at z∈Srz\in S_{r} is u(z)u(z), and more generally, for V⊆SV\subseteq S, let u∣Vu|_{V} denote the analogous restriction. That uu is bounded above near each point of SS or bounded below near each point of SS, and the resulting upper semicontinuous envelope u∗u^{*} and lower semicontinuous envelope u∗u_{*}, are as defined there.

Then the following hold.

1. (Locality of upper semicontinuity) uu is upper semicontinuous at xx relative to SS if and only if u∣Sru|_{S_{r}} is upper semicontinuous at xx relative to SrS_{r}.

2. (Locality of lower semicontinuity) uu is lower semicontinuous at xx relative to SS if and only if u∣Sru|_{S_{r}} is lower semicontinuous at xx relative to SrS_{r}.

3. (Semicontinuity on a neighbourhood) Let V⊆SV\subseteq S satisfy Sr⊆VS_{r}\subseteq V. If u∣Vu|_{V} is upper semicontinuous at xx relative to VV, then uu is upper semicontinuous at xx relative to SS; if u∣Vu|_{V} is lower semicontinuous at xx relative to VV, then uu is lower semicontinuous at xx relative to SS.

4. (Locality of the upper envelope) Suppose uu is bounded above near each point of SS. Then u∣Sru|_{S_{r}} is bounded above near each point of SrS_{r}, and

(u∣Sr)∗(y)=u∗(y)for every y∈S with d(y,x)<r.\bigl(u|_{S_{r}}\bigr)^{*}(y)=u^{*}(y)\qquad\text{for every }y\in S\text{ with }d(y,x)<r .

5. (Locality of the lower envelope) Suppose uu is bounded below near each point of SS. Then u∣Sru|_{S_{r}} is bounded below near each point of SrS_{r}, and

(u∣Sr)∗(y)=u∗(y)for every y∈S with d(y,x)<r.\bigl(u|_{S_{r}}\bigr)_{*}(y)=u_{*}(y)\qquad\text{for every }y\in S\text{ with }d(y,x)<r .

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